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Archive: 04 August 1997

Posts in 04 August 1997

SEBI : SMD/POLICY/CIRCULAR/18 /97

August 4, 1997 418 Views 0 comment Print

This is with reference to the reporting of complaints against Sub brokers by the stock exchanges. For monitoring the complaints redressal mechanism more effectively, has been decided that stock exchanges shall send a Monthly Status Report of Complaints against Sub brokers in enclosed format instead of sending replies on case to case basis.

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