Securities and Exchange Board of India
SEBI : SEBI proposes omitting technical defaults from CRA guidelines to improve rating accuracy and consistency, preventing unintended ma...
SEBI : Explore SEBI's settlement mechanism, its evolution, current performance, and recent reforms aimed at improving efficiency in secur...
CA, CS, CMA : Highlights from August 5-11, 2024: Income Tax exemptions, GST updates, SEBI guidelines, and RBI monetary policy changes....
SEBI : SEBI updates valuation norms for AT-1 Bonds in its circular on 5th August 2024, emphasizing Yield to Call methodology and 100-year...
Income Tax : Explore the taxation of Alternative Investment Funds (AIFs) in India under Category I and II, including regulations, tax exemption...
SEBI : Madhabi and Dhaval Buch address Hindenburg 2024 allegations, clarifying personal investments, roles, and transparency, while refut...
SEBI : SEBI invites public comments on the draft circular for standardized periodic reporting by Research Analysts and Proxy Advisers. Su...
SEBI : SEBIs draft circular on reporting by Foreign Venture Capital Investors (FVCIs) seeks public comments by August 29, 2024. Review an...
SEBI : SEBI seeks public feedback on easing regulatory requirements for Investment Advisers and Research Analysts, aiming to simplify com...
SEBI : SEBI seeks public comments on regulating foreign investments through ODIs and segregated portfolios to ensure transparency and com...
SEBI : Explore the disclosure and compliance requirements for listed entities under SEBI regulations, including quarterly, half-yearly, a...
Income Tax : ITAT Ahmedabad overturns AO's decision, ruling that penny stock sale cannot be treated as unaccounted income if the purchase is ge...
SEBI : Supreme Court's landmark ruling in SEBI v. Abhijit Ranjan clarifies insider trading laws, emphasizing the importance of profit mot...
Income Tax : ITAT Ahmedabad held that addition u/s. 68 of the Income Tax Act towards long term capital gain treating sale of scrip as bogus on ...
SEBI : Bombay High Court held that minority shareholders of Bharat Nidhi Ltd. (BNL) are entitled to get documents related to proceedings ...
SEBI : SEBI addresses queries from Anjani Portland Cement on shareholding and regulatory compliance in a proposed amalgamation with its s...
Corporate Law : 15 securities firms authorized to perform Aadhaar authentication under the Prevention of Money-laundering Act after meeting privac...
SEBI : SEBI addresses allegations in Hindenburg Research report, emphasizing ongoing investigations and regulatory integrity in its Augus...
SEBI : SEBI issues an updated Master Circular for stock brokers, consolidating and rescinding previous circulars issued up to August 9, 2...
SEBI : SEBI amends rules to clarify board nomination rights for REIT unitholders, ensuring no overlap with lender rights. Effective immed...
A professional qualification in finance, law, accountancy or business management from a university or an institution recognized by the Central Government or any State Government or a foreign university or a professional qualification by completing a Post Graduate Program in the Securities Market (Portfolio Management) from NISM of a duration not less than one year or a professional qualification by obtaining a CFA charter from the CFA institut
These Regulations may be called the Securities and Exchange Board of India (Research Analysts) (Amendment) Regulations, 2021. They shall come into force on the date of their publication in the Official Gazette
The purpose of this article is to get an overlook about the direction by Board to Registered intermediaries (RI) to upload the KYC records with Central KYC Records Registry (CKYCR) as well as to get deep understanding about the entity details and documents need to be submitted on Central KYC Records Registry (CKYCR) by Legal […]
(1) These rules may be called the Securities and Exchange Board of India (Annual Report) Rules, 2021. (2) They shall come into force on the date of their publication in the Official Gazette.
CKYCR, in its communication no. CKYC/2020/1 1 dated January 04, 2021 has specified that since CKYCR is fully operational for individual clients, it has been decided to extend CKYCR to Legal Entities (LE) as well. Accordingly, RIs shall upload the KYC records of LE accounts opened on or after April 01, 2021 on to CKYCR in terms of Rule 9 (1A) of the Prevention of Money Laundering (Maintenance of Records) Rules, 2005.
Mutual Funds invest in certain debt instruments with special features viz. subordination to equity (absorbs losses before equity capital) and /or convertible to equity upon trigger of a pre-specified event for loss absorption. Additional Tier I bonds and Tier 2 bonds issued under Basel III framework are some instruments which may have above referred special features. The debt instruments having such special features as referred above, which otherwise are Non-Convertible Debentures, may be treated as debt instruments until converted to equity.
Buy Back of Shares/Securities As Per Companies Act And SEBI Regulations (Buy Back of Securities) 2018 Statutory Provisions of Buy-Back of Shares as Per Companies Act 2013 and SEBI Act SEBI Regulations (Buy Back of Securities) 2018 Criteria Tender Offer Stock Market Book-Building Meaning Buy-back by a Letter of Offer to shareholders @ Fixed Price […]
The exchanges with commodity derivatives segment shall not allow execution of trades without uploading of the UCC details by the members of the exchange. For this purpose, members shall collect after verifying the authenticity and maintain in their back office the copies of Permanent Account Number (PAN) issued by the Income Tax (IT) Department, for all their clients.
On 1st of March 2020, the Securities & Exchange Board of India (SEBI) came up with a consultation paper to review the regulatory framework for independent directors (IDs). The existing framework for independent directors includes sections 149, 150 and schedule IV of the Companies Act, 2013 and the SEBI Listing Obligations & Disclosure Requirements (LODR) Regulations.
Mutual Funds including their passive investment schemes like Index Funds, Exchange Traded Funds etc. shall be required to cast votes compulsorily in respect of the following resolutions:
