| SEBI – Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines |
Circular No. CIR/MRD/DP/ 06 /2011 |
16/06/2011 |
| SEBI Circular on Standardisation of Rating Symbols and Definitions |
Circvular No. CIR/MIRSD/4/2011 |
15/06/2011 |
| SEBI – Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes (PNs) activity – Circular No. CIR/IMD/FII&C/7/2011 |
Circular No. CIR/IMD/FII&C/7/2011 |
15/06/2011 |
| SEBI circular on Pre-funded instruments / Electronic fund transfers |
Circular No. CIR/MIRSD/03/2011 |
09/06/2011 |
| SEBI – Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares |
Circular No. CIR/CFD/DIL/3/2011 |
03/06/2011 |
| SEBI – Periodical Report – Grant of prior approval to members of stock exchanges/sub-brokers |
Circular No. CIR/MIRSD/2/2011 |
03/06/2011 |
| SEBI – Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES) |
Circular No. CIR/OIAE/2/2011 |
03/06/2011 |
| SEBI – Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment |
Circular No. CIR/DNPD/5/2011 |
02/06/2011 |
| Mutual Funds to provide option to investors to receive allotment of Mutual Fund units in their demat account for all schemes |
Circular No. CIR/IMD/DF/9/2011 |
19/05/2011 |
| Adjustment of differential pricing amount at the time of application for allotment of specified securities |
Circular No. CIR/CFD/DIL/2/2011, |
16/03/2011 |
| SEBI- Clarification on Self-Clearing Member in the Currency Derivatives Segment |
Circular No. DNPD/4/2011 |
13/05/2011 |
| SEBI – Clarification on circular dated December 3, 2009 on ‘Dealings between a Client and a Stock broker |
Circular No. SEBI/ MIRSD/Cir/01/2011 |
13/05/2011 |
| SEBI- Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity |
Circular No, CIR/IMD/FIIC/6/2011 |
12/05/2011 |
| Non-retail investors to mandatorily use ASBA facility |
Circular No, CIR/CFD/DIL/1/2011 |
29/04/2011 |
| SEBI Circular on Review of Annual Issuers charges |
Circular No. CIR/MRD/DP/05/2011 |
27/04/2011 |
| Limitation period for filing an arbitration reference – SEBi Circular No. CIR/MRD/DP/4/2011 Dated-April 07, 2011 |
Circular No. CIR/MRD/DP/4/2011 |
07/04/2011 |
| FII Investment in corporate bonds infra long term category – Limit Raised, Investment in Unlisted Company also allowed |
Circular No. CIR/IMD/FIIC/5/2011 |
31/03/2011 |
| Dissemination of further information about FII activity – Discontinuance of Reporting |
Circular No. CIR/IMD/FIIC/4/2011 |
29/03/2011 |
| Addendum to SEBI Circular on Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication |
Circular No. Cir/ISD/2/2011 |
24/03/2011 |
| Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication |
Circular No. Cir/ ISD/1/2011 |
23/03/2011 |
| Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement – December 2010 & January 2011 |
Circular No. CIR/MRD/DP/03/2011 |
22/03/2001 |
| SEBI Circular on Listing Agreement for Securitized Debt Instruments |
Circular No. Cir/IMD/DF/5/2011 |
16/03/2011 |
| SEBI circular on Usage of load account |
Circular No. IMD/DF/4/2011, |
09/03/2011 |
| Allocation of Government debt long term & corporate debt – old investment limits to FIIs |
Circular No. CIR/IMD/FIIC/3/2011 |
08/03/2011 |
| SEBI permits Futures on 91-day Government of India Treasury-Bill (T- Bill) |
Circular No. SEBI /DNPD/ 3 /2011 |
07/03/2011 |
