| SEBI- All complaints to be forwarded electronically through SCORES only |
Circular No. CIR/MIRSD/17/2011 |
24/08/2011 |
| Simplification & Rationalization of Trading Account Opening Process |
Circular No. CIR/MIRSD/16/2011 |
22/08/2011 |
| SEBI – Circular for Mutual Funds – Circular No. Cir/ IMD/ DF/13/ 2011, Dated- August 22, 2011 |
Circualr No. Cir/IMD/DF/13/2011 |
22/08/2011 |
| SEBI imposes Penalty for shortcollection/non-collection of margins from clients in Equity and Currency Derivatives segments |
Circular No. CIR/DNPD/7/2011 |
10/08/2011 |
| SEBI – Foreign investors who meet KYC requirement may invest in equity and debt schemes of Mutual Funds |
Circular No. CIR/IMD/DF/14/2011 |
09/08/2011 |
| Sebi clears single-window clearance for prior approvals |
Circular No. MIRSD/14/2011 |
02/08/2011 |
| SEBI – Processing of Investor Complaints in SEBI Complaints Redress System (SCORES) |
Circular No. CIR/MIRSD/13/2011 |
02/08/2011 |
| SEBI- Stock exchanges to send details of transactions to the investors through SMS and E-mail alerts |
CIrcular No. CIR/MIRSD/15/2011 |
02/08/2011 |
| SEBI- Indicative portfolio or yield in close ended debt oriented mutual fund |
Circular No. Cir/IMD/DF/12/2011 |
01/08/2011 |
| SEBI – Allocation of Government debt long term limits to FIIs – Circular No. CIR/IMD/FIIC/11/2011 |
Circular No. CIR/IMD/FIIC/11/2011 |
29/07/2011 |
| SEBI CIR/MRD/DP/ 10 /2011 -Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
Circular No. CIR/MRD/DP/10/2011 |
18/07/2011 |
| Admission of LLP as members of Stock Exchanges Reg. |
Circular No. CIR/MIRSD/12/2011 |
11/07/2011 |
| SEBI (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2011 |
Circular No, LAD-NRO/GN/2011-12/11/21228 |
05/07/2011 |
| Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments) – SEBI CIR/DNPD/6/2011. Dated- July 05, 2011 |
Circular No. CIR/DNPD/6/2011 |
05/07/2011 |
| Establishment of Connectivity with both depositories NSDL and CDSL – SEBI CIR/MRD/DP/09 /2011 |
Curcular No. CIR/MRD/DP/09 /2011 |
01/07/2011 |
| SEBI – Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT) |
Circular No. CIR/MRD/DP/8/2011 |
30/06/2011 |
| SEBI – Periodical Report – Grant of prior approval to Depository Participants |
Circualr No. MIRSD/9/2011 |
20/06/2011 |
| SEBI – Periodical Report- Grant of prior approval to Bankers to an Issue |
Circular No. MIRSD/11/2011 |
20/06/2011 |
| SEBI – Periodical Report- Grant of prior approval to Debenture Trustees |
Circular No. MIRSD/10/2011, |
20/06/2011 |
| SEBI – Periodical Report – Grant of prior approval to Credit Rating Agencies |
Circular No. MIRSD/8/2011 |
17/06/2011 |
| SEBI Circular – Shareholding of promoter / promoter group to be in dematerialized mode |
Circular No. Cir/ISD/3/2011 |
17/06/2011 |
| SEBI – Periodical report- Grant of prior approval to registrars to an issue and share transfer agents |
Circular No. CIR/MIRSD/5/2011 |
17/06/2011 |
| SEBI – Periodical report- Grant of prior approval to merchant bankers |
Circular No. CIR/MIRSD/7/2011 |
17/06/2011 |
| SEBI Periodical report on Grant of prior approval to underwriters |
Circular No. CIR/MIRSD/6/2011 |
17/06/2011 |
| SEBI circular relaxes norms on changing names by Listed Companies |
Circular No. CIR/MRD/DP/07/2011 |
16/06/2011 |
