Courts: Securities Appellate Tribunal
40 articlesSEBI

SEBI
Penalty imposed by SEBI without providing statutory opportunities to appellant is breach of principles of natural justice
Company Law

Company Law
Whole Time Director not supposed to be ignorant of irregularities in financials
SEBI

SEBI
Written authorisation necessary to allow a third person to trade on behalf of client of broker
Finance

Finance
SAT held Ranbaxy Director Guilty of insider trading
Corporate Law

Corporate Law
Non-compete fees to form part of price offered to public shareholders if payment to promoters not justified
SEBI

SEBI
Unless proved Share Broker cannot be held Guilty of Circular Trading
SEBI

SEBI
Adroit Financial Services (P.) Ltd. v. Securities and Exchange Board of India (SAT)
SEBI

SEBI
Every information required to be disclosed is to stock exchange is not necessarily a ‘price sensitive information’
SEBI

SEBI
Company not eligible to bring rights issue till prohibitory orders against promoter group is in force
SEBI

SEBI
FUTP- Regulation 3(b) does not import any concept of fraud at all
SEBI

SEBI
Close business association between two or more persons does not by itself make them person acting in concert
SEBI

SEBI
