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Archive: 12 November 2021

Posts in 12 November 2021

Relaxation in mandatory updation of ASLAAS-5 Card Numbers

November 12, 2021 8295 Views 0 comment Print

It is once again reiterated that mentioning of ASLAAS-5 card number in the schedule of deposits being made by the MPKBY Agents is mandatory in accordance with the provisions of MPKBY Agency Rules, 1972. However, to overcome the issue of preparation of schedule (Bulk list) due to non-updation of ASLAAS-5 card numbers in Agent Portal […]

SEBI registered IA cannot provide services of creating & rebalancing stacks

November 12, 2021 1044 Views 0 comment Print

It is stated that on the basis of submissions made by SVC, the proposed services by SVC, i.e., creating and rebalancing stacks for a US Company which provides an online platform for customers, including Indian Customers, to purchase and invest in foreign securities, and receiving compensation for the same in the form of commission or […]

Amendments & additions to IFSCA Banking Handbook & other issues

November 12, 2021 1092 Views 0 comment Print

Based on the feedback received from IBUs certain amendments/additions have been carried out to the contents of the Handbook. The list of such amendments/additions is enclosed in the annexure to this circular.

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