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Archive: 23 February 1998

Posts in 23 February 1998

Customs Notification/ Circular etc. to contain – Running Serial Numbers

February 23, 1998 610 Views 0 comment Print

It has been brought to the notice of the Board that many a times the instructions/ clarification issued by the Board are not received by the field formations. A number of complaints have also been received in this regard

SEBI : Registration of Brokers

February 23, 1998 415 Views 0 comment Print

Recently we have come across certain cases while granting registration to brokers, where investor complaints were pending for long gainst the transferor members. In accordance with Rule 4(e) of SEBI Stock-

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