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Circulars

Clarification on enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence

December 19, 2022 840 Views 0 comment Print

larification to SEBI circular dated August 04, 2022 on enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence

Aadhaar should not be disclosed in offer document or any other public document

December 19, 2022 6453 Views 0 comment Print

Listed entities should not disclose Aadhar number/Aadhar related information in any disclosure/ announcements/ any other public document made/submitted to the Exchange.

Reg. Reinsurance Treaty Agreements covering Fire & Engineering Lines of Business

December 19, 2022 567 Views 0 comment Print

IRDAI observed that Reinsurance Treaty Agreements in many instances include, as a precondition or prescription, the requirement to apply the IIB published broad-occupancy market average burning costs, as minimum risk rates.

Performance Benchmarking and Reporting of Performance by Portfolio Managers

December 16, 2022 1428 Views 0 comment Print

An investment approach (‘IA’) is the documented investment philosophy to be adopted by the Portfolio Managers while managing the client funds in order to achieve client’s investment objectives.

Sovereign Gold Bond (SGB) Scheme 2022-23

December 16, 2022 4455 Views 0 comment Print

The Subscription of the Gold Bonds under this Scheme shall be open (Monday to Friday) on the dates specified above, provided that the Central Government may, with prior notice, close the Scheme at any time before the period specified above.

SEBI circular applicability on Principles of Financial Market Infrastructures to AMC Repo Clearing Limited

December 16, 2022 561 Views 0 comment Print

AMC Repo Clearing Limited was granted recognition as a Clearing Corporation for the purpose of clearing and settling transactions in repo and reverse repo in the debt securities that are dealt with or traded on a recognised stock exchange, which was notified vide Gazette notification dated January 24, 2022.

Framework for Orderly Winding Down of Critical Operations & Services of a Clearing Corporation

December 16, 2022 855 Views 0 comment Print

In this regard, it has been decided that Clearing Corporations (CCs) shall have a policy framework for orderly winding down of their critical operations and services

Filing of Equity announcements & Financial Results to be made available on NEAPS platform

December 15, 2022 2451 Views 0 comment Print

It has been decided by the Exchange that filings for the Equity Announcements and Financial Results will be made available only on NEAPS portal with effect from December 17, 2022.

Format of Monthly Development & Activity Report submission by Stock Exchanges in IFSC

December 14, 2022 645 Views 0 comment Print

Pursuant to discussions with the Stock Exchanges, with a view to ensure uniformity in the reporting of monthly developments and activities at the Stock Exchanges, the formats of the MDR and MAR have been revised and copies of the same are enclosed as Annexure A and Annexure B, respectively.

FAQ’s – Disclosure of holding of specified securities and in DEMAT form

December 14, 2022 4422 Views 0 comment Print

In an event of demise of an individual belonging to Promoter or Promoter Group where the shares held by such individual are not transmitted to the legal heir as on the end of the quarter, the company should disclose detailed notes for the same in the shareholding pattern.

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