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Circulars

Handling of Clients’ Securities by Trading Members(TM)/Clearing Members (CM)

November 11, 2022 2997 Views 0 comment Print

Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/153 Dated: November 11, 2022 To, All Depositories All Recognized Stock Exchanges All Recognized Clearing Corporations Madam / Sir, Sub: Handling of Clients’ Securities by Trading Members(TM) / Clearing Members (CM) 1. In order to protect clients’ funds and securities and to ensure that the Stock Broker segregates securities […]

Applicability of GST on fees remitted to SEBI – Reg.

November 10, 2022 2322 Views 0 comment Print

Applicability of GST on fees remitted to SEBI – Revision in Chapter – XX of Operational Circular for issue and listing of Non-convertible Securities,  Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and  Commercial Paper

Kerala GST Detention, seizure & release of goods & conveyances – Instructions

November 10, 2022 3921 Views 0 comment Print

The notice in Section 129(3) is provided for under FORM GST MOV-07 and the order is given in FORM GST MOV-09. The order in FORM GST MOV-09 raises a demand for penalty, and this demand is reflected as FORM GST DRC-07.

IBBI rescinds 11 Circulars with effect from 9th November, 2022

November 9, 2022 945 Views 0 comment Print

n IP is required to prominently state in all his communications, whether by way of public announcement or otherwise to a stakeholder or to an authority, his name, address, email, Registration Number etc.

NSE to display if a company is non-compliant with SDD on ‘Get Quote’ page

November 4, 2022 3402 Views 0 comment Print

Under Get Quote page of Exchange Website of Listed Entity, wherever listed, would display that company is non-compliant with SDD, from next trading day till Exchanges have satisfactorily verified that company has completely complied.

IFSCA directs IBUs to follow IFSCA KYC guidelines with immediate effect

November 3, 2022 747 Views 0 comment Print

IBUs are directed to follow the IFSCA KYC guidelines with immediate effect. IBUs are also advised that guidelines/circulars of the domestic financial sector regulators on the issues covered by the IFSCA KYC guidelines shall cease to apply with immediate effect.

Explanatory Notes to Provisions of Finance Act, 2022

November 3, 2022 7857 Views 0 comment Print

CIRCULAR NO. 23/2022 F. No. 370142/48/2022-TPL Government of India Ministry of Finance Department of Revenue (Central Board of Direct Taxes) ***** Dated the 3rd of November, 2022 EXPLANATORY NOTES TO THE PROVISIONS OF THE FINANCE ACT, 2022 CIRCULAR INCOME-TAX ACT Finance Act, 2022 — Explanatory Notes to the Provisions of the Finance Act, 2022 CIRCULAR […]

Faceless Assessment – Anonymized Escalation Mechanism & extension of Standard Examination Orders through RMS

November 3, 2022 1974 Views 0 comment Print

The Phase 1 referred to case of risk-based selection for examination after assessment (second check examination). Initially, in Part 1 of this phase, the goods under Assessment Group 4 in all Customs Stations were covered with effect from 05.09.2022.

Annual Compliance Certificate for Insolvency Professional Agencies

November 2, 2022 417 Views 0 comment Print

Compliance officer is mandated to submit a compliance certificate to IBBI annually, verifying that IPA has complied with provisions of IBC 2016 regulations, circulars, guidelines and directions

CBDT condones delay in Form 10A filing upto Nov 25

November 1, 2022 18513 Views 0 comment Print

Representations have been received by the Board stating that Form No.10A in some of such cases could not be filed by 31.03.2022. It has been requested that the delay in filing of Form No.10A in such cases may be condoned.

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