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NBFC Compliance Calendar (For Non-Deposit Accepting Non-Systematically Important NBFC)
| UPLOADING PORTAL | ASSET SIZE | RETURN NAME | FREQUENCY | TIME LIMIT |
| COSMOS Portal | Below 100 Crores | NBS-9 REV
(Annual return on details of Assets and Liabilities) |
Yearly | Within 60 days from the end of the financial year. |
| 100 – 500 Crores and above | NBS-8 REV
(Annual return on details of Assets and Liabilities) |
Yearly | Within 60 days from the end of the financial year. | |
| Any asset size | SAC
(Statutory Auditor Certificate) |
Yearly | Within 1 month from the date of finalisation of Balance Sheet.
Not later than 31st December. |
|
| RBI XBRL Portal | Any asset size | DNBS-02
(Annual return on details of Assets and Liabilities) |
Yearly | Within 60 days from the end of the financial year. |
| Any asset size | DNBS-10 SAC
(Statutory Auditor Certificate) |
Yearly | Within 1 month from the date of finalisation of Balance Sheet.
Not later than 31st December. |
|
| Any asset size | DNBS-13
(Overseas Investment Return) |
Quarterly | The NBFCs having overseas investment are required to submit the Return within 15 days from the end of the quarter | |
| CKYC Portal | Any asset size | Electronic copy of the borrowers KYC should be filed with CKYC Registry | As applicable | Within 10days from the disbursement of the loan to the borrower |
| CICs Portal | Any asset size | The data of the borrowers shall be submitted in the prescribed format to all the CICs on monthly basis | Monthly | Within 7- 10 days form the end of the month |
| FIN-NET Portal | Any asset size | Information related to cash and suspicious transactions with the format as prescribed by FIU Portal | Monthly | Within 15 days from the end of the month |
| CERSAI portal | Any asset size | Details of security interest created by the company | Date on which the security interest is created | Within 30 days from which security interest is created |
| FEMA | Any asset size with foreign investment | FC-GPR
(Reporting of capital instrument issued to NRI) |
One time | Within 30 days from the date of issue of security |
| Any asset size with foreign investment | FC-TRS (Reporting of transfer of capital instrument issued to NRI) | One time | Within 30 days from the date of transfer of security | |
| RBI Physical submission | Any asset size | 1.CTC of the Board Resolution confirming non acceptance of the public deposit.
2. Board Resolution on adherence to Fair Practice Code (FPC) as per latest RBI guidelines and copy of contents of FPC 3. Board Resolution to comply with latest RBI guidelines on KYC and PMLA norms prescribed by the Bank. |
Yearly | Within 30 days from the end of the financial year |
| RBI Physical submission | Any asset size | 1. Audited Financial Statements
2. Statutory Auditor’s Certificate (SAC) 3. SAC in respect of adherence to prudential norms |
Yearly | After submitting the electronic files on respective portals. |
| RBI Physical submission | Any NBFCs having Foreign Direct Investment | NBFCs having FDI to obtain a Certificate from their Statutory Auditor certifying compliance with the existing terms and conditions of FDI norm | Half Yearly | Within 30dyas from the end of the half year. |
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Author Bio
Please inform us the RBI Circular No. & Date for filling of Return of DNBS-2XBRL inexchange of DNB-9.
Help me , Please