| Guidelines on Outsourcing of Activities by Intermediaries |
Circular No. CIR/MIRSD/24/2011 |
15/12/2011 |
| Revised format of Monthly Cumulative Report (MCR) incorporating investments in Infrastructure Debt Fund |
Circuilar No. Cir/IMD/DF/21/2011 |
13/12/2011 |
| The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011 |
Circular No. MIRSD/Cir-23/2011 |
02/12/2011 |
| SEBI Circular on Annual System Audit |
Circular No. CIR/MRD/DMS/13/2011 |
29/11/2011 |
| Format for submitting Draft Letter of Offer under Regulation 16 (1) of SEBI (SAST) Regulations, 2011 |
Circular No. SEBI/CFD/DCR/SAST/3/2011/11/22 |
22/11/2011 |
| Increase in FII debt limit in Government and Corporate debt category |
Circular No CIR/IMD/FIIC/ 20 /2011 |
18/11/2011 |
| SEBI allows Mutual Funds to participate in repo corporate debt securities |
Circular No. CIR/IMD/DF/19/2011 |
11/11/2011 |
| ‘In-person’ verification (IPV) of clients by subsidiaries of stock exchanges, acting as stock brokers |
Circualr No. CIR/MIRSD/22/2011 |
25/10/2011 |
| Reporting format under Regulation 11 of Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006 |
Circular No. CIR/MRD/DSA/12/2011 |
24/10/2011 |
| SEBI Substantial acquisition of Shares & Takeover Regulations 2011 |
Circular No. SEBI/CFD/DCR/SAST/2/2011/10/20 |
20/10/2011 |
| Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement – SEBI Circular No. CIR/MRD/DP/11 /2011 |
Circular No. CIR/MRD/DP/11/2011, |
14/10/2011 |
| Quartely Result of Listed Companies should disclose figures in respect of immediately preceding quarter and shall be accompanied by limited review report |
Circular No. CIR/CFD/DIL/7/2011 |
05/10/2011 |
| Sebi announces Uniform Know Your Client (KYC) Requirements for the Securities Markets |
Circular No. MIRSD/SE/Cir-21/2011 |
05/10/2011 |
| SEBI – Revisions in FII investments in corporate debt long term infra category |
Circular No. IMD/FIIC/18/2011 |
30/09/2011 |
| SEBI – 100% promoter holding in demat form – Extension of date for complying with provisions of dematerializing promoters holding |
Circular No. ISD/05/2001 |
30/09/2011 |
| SEBI Guidelines for Issue and Listing of Structured Products/ Market Linked Debentures |
Circular No. Cir. /IMD/DF/17/2011 |
28/09/2011 |
| SEBI – Filing Offer Documents with SEBI under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 |
Circular No. CIR/CFD/DIL/6/2011 |
28/09/2011 |
| SEBI – Disclosure of Price Information of past issues handled by Merchant Bankers |
Circular No. CIR/CFD/DIL/5/2011 |
27/09/2011 |
| SEBI – Contents of Application-Cum-Bidding Form and Manner of disclosure |
Circular No. CIR/CFD/DIL/4/2011, |
27/09/2011 |
| SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 |
Circular No. SEBI/CFD/DCR/SAST/1/2011/09/23 |
23/09/2011 |
| Redressal of investor grievances against Depository Participants (DPs) in SEBI Complaints Redress System (SCORES) |
Circular No. CIR/MIRSD/20/2011 |
12/09/2011 |
| SEBI : Amendments to SEBI (Mutual Funds) Regulations, 1996 |
Cir/IMD/DF/16/2011 |
08/09/2011 |
| Infrastructure Finance Companies (IFCs) — as eligible issuers for FIIs investment limit in debt instrument for infrastructure |
Circualr No. IMD/FIIC/15/2011 |
26/08/2011 |
| SEBI – Processing of Investor Complaints in SEBI Complaints Redress System (SCORES) – CIRCULAR NO. MIRSD/19/2011, DATED 26-08-2011 |
Circular No. MIRSD/19/2011 |
26/08/2011 |
| Redressal of investor grievances against stock brokers and sub- brokers in SEBI Complaints Redress System (SCORES) |
Circular No. MIRSD/18/2011 |
25/08/2011 |
