SEBI

Preferential Allotment

PROJECT REPORT ON PREFERENTIAL ALLOTMENT PREPARED BY: SIMRAN BHAYA REGISTRATION NO.: 440469788/07/2016 ACKNOWLEDGMENT A successful project can never be prepared by the single effort or the person to whom project is assigned but with pre-requisite of guardianship of some proficient person who helps directly and indirectly in the completio...

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SEBI issued interim order against insider trading alerts for scrip of Infosys

In re Mr. Pranshu Bhutra (SEBI)

In re Mr. Pranshu Bhutra (SEBI) Conclusion: Due to insider trading of the scrip of Infosys Limited (INFY),  SEBI issued the Interim Order in the matter of insider trading in shares of Infosys Limited in order to protect the interests of investors and the integrity of the securities market, in exercise of the powers conferred […]...

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SEBI fines Ambani Family for Irregularities in RIL Shareholding

In Re Shri Mukesh D. Ambani & Ors (SEBI)

It was alleged that the obligation not to make additional acquisition of more than 5% of voting rights in any financial year unless such acquirer makes a public announcement to acquire shares in accordance with the regulations under regulation 11(1) of Takeover Regulations arose on January 7, 2000, i.e. the date on which the PACs were all...

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SEBI Bans Kishore & Anil Biyani of Future Group for Insider Trading

In re Future Retail Limited (SEBI)

In re Future Retail Limited (SEBI) (i) Noticee Future Corporate Resources Private Limited, Kishore Biyani, Anil Biyani, Rajesh Pathak and Rajkumar Pande are restrained from accessing the securities market and further prohibited from buying, selling or otherwise dealing in securities, directly or indirectly, or being associated with the se...

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SEBI Imposes Penalty for not complying with summonses

In re Dwitiya Trading Limited (SEBI)

In re Dwitiya Trading Limited (SEBI) The conduct of the Noticee in not paying heed to the summonses issued by SEBI and resultant non-cooperation with the process of investigation cannot be taken lightly. The SEBI Act grants powers of investigation and collection of information/documents for the purposes of investigation. For this purpose,...

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SEBI imposes penalty for alleged manipulative trades on RIL, Mukesh Ambani & 2 Other entities

In re Reliance Industries Ltd (SEBI)

In re Reliance Industries Ltd (SEBI) It was observed by RIL has entered into a scheme of manipulative trades in respect of the sale of 5% of RIL stake in RPL. However, before undertaking sale transactions in the Cash Segment, RIL fraudulently booked large short positions in the RPL November Futures through 12 Agents with […]...

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SEBI penalises NDTV for concealing material & price sensitive information

In re New Delhi Television limited (SEBI)

In re New Delhi Television limited (SEBI) Disclosure requirements have their root in the continuous listing requirements laid down in the listing agreement which prescribed that the information must be disclosed at the time of occurrence of the event in order to enable the shareholders and the public to appraise the position of the compan...

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NDTV Promoters Prannoy & Radhika Roy Guilty Of Insider Trading: SEBI

In Re. Mr. Prannoy Roy & Mrs. Radhika Roy (SEBI)

In Re. Mr. Prannoy Roy & Mrs. Radhika Roy (SEBI) It is a fact on record that Mr. Prannoy Roy was the Managing Director/Promoter and Mrs. Radhika Roy was the Chairman/Promoter of NDTV during the UPSI period and were in possession of the UPSI (PSI-6). That the Noticees have purchased 4835850 shares of NDTV while […]...

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SEBI imposes Rs. 5 Lakh Penalty for non-genuine trading in Illiquid Stock Options

In respect of Pradeep Kumar Kayan (SEBI)

SEBI conducted an investigation into the trading activities of certain entities in Illiquid Stock Options at BSE  for the period April 1, 2014 to September 30, 2015. It was observed that during the investigation period, total 2,91,643 trades comprising substantial 81.38% of all the trades executed in Stock Options Segment of BSE were fou...

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Complaints lodged in SCORES system & related correspondence, can be accessed online

Avinash Chandra Trivedi Vs CPIO (SEBI Appellate Authority)

Avinash Chandra Trivedi Vs CPIO (SEBI Appellate Authority) It is observed that the Action History of the complaint reveals the action taken and the date-wise progress disposal of the complaint. It is understood that all the complaints which are lodged in the SCORES system and the related correspondence, can be accessed online on SCORES we...

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