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Cs Rupal Patel

Latest Posts by Cs Rupal Patel

Analysis of ISO Settlement Scheme, 2024 of SEBI

March 13, 2024 528 Views 2 comments Print

Explore the intricacies of SEBI’s latest ISO Settlement Scheme 2024, its purpose, validity, eligibility criteria, application process, and implications.

Analysis of SEBI’s Settlement Scheme, 2022

August 24, 2022 3996 Views 1 comment Print

SEBI Settlement Scheme 2020 provides an opportunity for settlement to entities who have executed reversal trades in the illiquid stock options segment of BSE between April 1, 2014 to September 30, 2015

Procedure & formats of documents for issuance of duplicate securities certificates by Listed Entity

May 27, 2022 6738 Views 5 comments Print

Learn the simplified procedure and documentation requirements for issuance of duplicate securities certificates by listed entities.

How to Register with MCA to become eligible for getting CSR funding

May 19, 2021 2841 Views 2 comments Print

In exercise of the powers conferred by section 135 and sub-sections (1) and (2) of section 469 of the Companies Act, 2013 (18 of 2013), the Ministry of Corporate Affairs came with rules namely Companies (Corporate Social Responsibility Policy) Amendment Rules, 2021 further to amend the Companies (Corporate Social Responsibility Policy) Rules, 2014 vide Notification issued by Ministry of […]

Compliance for Listed Entity before submission of Scheme of arrangement for NCLT sanction

February 16, 2021 10161 Views 0 comment Print

Regulation 11 of the listing regulations, inter-alia, provides that any scheme of arrangement / amalgamation / merger / reconstruction / reduction of capital etc. to be presented to any Court or Tribunal does not in any way violate, override or limit the provisions of securities laws or requirements of the Stock Exchanges.

Rights issue of units by an unlisted Infrastructure Investment Trust (InvIT)

November 10, 2020 1158 Views 0 comment Print

Chapter VIA of the of SEBI (Infrastructure Investment Trusts) Regulations, 2014 (InvIT Regulations) provides the framework for private placement of units by InvITs which are not eligible to be listed. In exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 and Regulation 33 of the InvIT Regulations […]

Analysis of SEBI’s Settlement Scheme 2020

November 1, 2020 14085 Views 8 comments Print

Under SEBI’s Settlement Scheme 2020, the entities who have executed trade reversals on the stock options segment of BSE during the period from April 1, 2014 to September 30, 2015 against whom any proceedings are pending are eligible to avail the one time settlement opportunity.

Compliance Calendar under Companies Act, 2013

October 26, 2020 5415 Views 1 comment Print

In order to assist the Corporate Professionals, an attempt is made to prepare compliance calendar under Companies Act, 2013 as amended from time to time till date: Section No. of CA, 2013 Brief of Provisions E-form/ form and Remarks Time Limit Permissible Applicability Listed Compa-nies Unlisted Compa-nies Pvt Ltd Co 88 Every Company to keep […]

Exemption from Non-compliance of minimum residency of Director

October 23, 2020 4179 Views 0 comment Print

Exemption from Non-compliance of minimum residency of Director/Partner in India for a period of at least 182 days in FY 2020-21 for Companies and LLPs (MCA Circular no. 36/2020 dated 20th October, 2020) In order to support and enable Companies and Limited Liability Partnerships (LLPs) in India to focus on taking necessary special measures to […]

Analysis of Amendment in SEBI Guidelines for Investment Advisers

October 18, 2020 1800 Views 3 comments Print

Securities and Exchange Board of India (SEBI) has notified Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 on 21st January, 2013 and amended from time to time. SEBI, after considering the inputs from public consultation, reviewed the framework for regulation of Investment Advisers (IA) and in exercise of the powers conferred under Section […]

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