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Cs Rupal Patel

Latest Posts by Cs Rupal Patel

FAQs on RBI NBFC Registration, Exemptions & Amendment Directions, 2026

May 5, 2026 2262 Views 0 comment Print

The update addresses regulatory relief for NBFCs without public funds or customer interface. It allows eligible entities to operate without registration while ensuring continued oversight and compliance safeguards.

DIR-3 KYC Overhaul by MCA: From Annual Filing to a 3-Year Compliance Cycle

April 2, 2026 2940 Views 0 comment Print

The reform addresses repetitive annual filing requirements for directors. The new rule reduces frequency while maintaining accuracy through stricter update obligations.

Impact of SEBI (ICDR) Amendment Regulations, 2025 on right issue of listed Entity

March 17, 2025 5280 Views 10 comments Print

Explore the impact of SEBI (ICDR) Amendment Regulations, 2025 on rights issues. Understand key changes in compliance, disclosures, and capital market practices.

Analysis of ISO Settlement Scheme, 2024 of SEBI

March 13, 2024 1404 Views 2 comments Print

Explore the intricacies of SEBI’s latest ISO Settlement Scheme 2024, its purpose, validity, eligibility criteria, application process, and implications.

Analysis of SEBI’s Settlement Scheme, 2022

August 24, 2022 4707 Views 1 comment Print

SEBI Settlement Scheme 2020 provides an opportunity for settlement to entities who have executed reversal trades in the illiquid stock options segment of BSE between April 1, 2014 to September 30, 2015

Procedure & formats of documents for issuance of duplicate securities certificates by Listed Entity

May 27, 2022 8652 Views 5 comments Print

Learn the simplified procedure and documentation requirements for issuance of duplicate securities certificates by listed entities.

How to Register with MCA to become eligible for getting CSR funding

May 19, 2021 4176 Views 2 comments Print

In exercise of the powers conferred by section 135 and sub-sections (1) and (2) of section 469 of the Companies Act, 2013 (18 of 2013), the Ministry of Corporate Affairs came with rules namely Companies (Corporate Social Responsibility Policy) Amendment Rules, 2021 further to amend the Companies (Corporate Social Responsibility Policy) Rules, 2014 vide Notification issued by Ministry of […]

Compliance for Listed Entity before submission of Scheme of arrangement for NCLT sanction

February 16, 2021 11397 Views 0 comment Print

Regulation 11 of the listing regulations, inter-alia, provides that any scheme of arrangement / amalgamation / merger / reconstruction / reduction of capital etc. to be presented to any Court or Tribunal does not in any way violate, override or limit the provisions of securities laws or requirements of the Stock Exchanges.

Rights issue of units by an unlisted Infrastructure Investment Trust (InvIT)

November 10, 2020 1395 Views 0 comment Print

Chapter VIA of the of SEBI (Infrastructure Investment Trusts) Regulations, 2014 (InvIT Regulations) provides the framework for private placement of units by InvITs which are not eligible to be listed. In exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 and Regulation 33 of the InvIT Regulations […]

Analysis of SEBI’s Settlement Scheme 2020

November 1, 2020 14544 Views 8 comments Print

Under SEBI’s Settlement Scheme 2020, the entities who have executed trade reversals on the stock options segment of BSE during the period from April 1, 2014 to September 30, 2015 against whom any proceedings are pending are eligible to avail the one time settlement opportunity.

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