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Mayank Jha

Latest Posts by Mayank Jha

How To Become Investment Adviser In India: A Comprehensive Guide

February 29, 2024 1221 Views 0 comment Print

Discover the comprehensive guide to becoming a Registered Investment Adviser (RIA) in India. Learn eligibility criteria, qualifications, and the step-by-step registration process with SEBI.

Post Registration Compliances for Research Analysts in India

February 24, 2024 1728 Views 0 comment Print

If you’ve recently obtained your registration as a research analyst from SEBI and are curious about the compliance requirements, congratulations, you’ve come to the right place. Firstly, congratulations on successfully completing the rigorous documentation and registration process. However, your journey does not end here. Now, you will have to comply with certain regulatory requirements to […]

Procedure For Right Issue of Shares – A Step Wise Guide

February 11, 2024 8940 Views 0 comment Print

Discover how Right Issues offer a strategic option for companies to raise capital while preserving control and rewarding existing shareholders.

India Goes Global: Decoding Leap Rules & Listing Opportunities Abroad

January 29, 2024 1254 Views 0 comment Print

Explore the game-changing Companies (Listing of Equity Shares in Permissible Jurisdictions) Rules, 2024, paving the way for Indian firms to access global capital seamlessly. Learn about eligibility, regulations, and compliance.

SEBI’s Advertisement Code: A Guide for Investment Advisers & Research Analysts

January 27, 2024 1668 Views 0 comment Print

A. INTRODUCTION Hold your compass steady, because SEBI’s Advertisement Code has reshaped the investment marketing landscape Whether you’re a seasoned investment adviser navigating client portfolios or a research analyst charting market trends, navigating the new regulatory waters is crucial. This code presents both new challenges and exciting opportunities. For investment advisers, it means ensuring every […]

SEBI Scores – A Guide For Entities And Investors

January 9, 2024 2250 Views 0 comment Print

This article delves into the requirements for SCORES registration by the Listed Companies/ Registered Intermediaries as well the procedure for investors seeking a way to file complaint against Listed Companies/ Registered Intermediaries.

SEBI’s Crackdown: Unregistered Investment Advisers Face Strict Penalties

January 7, 2024 1776 Views 0 comment Print

Explore SEBI’s rigorous actions against unregistered investment advisers, recent cases, and regulatory landscape. Learn why SEBI is cracking down and how investors can stay protected

Analysis of Companies (Prospectus and Allotment of Securities) Second Amendment Rules, 2023

October 29, 2023 3189 Views 0 comment Print

Understand the Rules & Regulations for Companies (Prospectus & Allotment of Securities) Second Amendment Rules, 2023! Find all the necessary information here.

How To Become A Registered Investment Adviser In India

October 28, 2023 3030 Views 0 comment Print

Learn how to become a SEBI registered investment adviser in India. Find out the eligibility criteria, qualification and certification requirements, and net worth requirements in this article.

Buy-Back of Shares by Private Companies: Procedure & Analysis

October 16, 2023 8646 Views 1 comment Print

Explore step-by-step procedure, conditions, and prohibitions for buy-back of shares by private companies in India. Understand the nuances of this process

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