Discover the comprehensive guide to becoming a Registered Investment Adviser (RIA) in India. Learn eligibility criteria, qualifications, and the step-by-step registration process with SEBI.
If you’ve recently obtained your registration as a research analyst from SEBI and are curious about the compliance requirements, congratulations, you’ve come to the right place. Firstly, congratulations on successfully completing the rigorous documentation and registration process. However, your journey does not end here. Now, you will have to comply with certain regulatory requirements to […]
Discover how Right Issues offer a strategic option for companies to raise capital while preserving control and rewarding existing shareholders.
Explore the game-changing Companies (Listing of Equity Shares in Permissible Jurisdictions) Rules, 2024, paving the way for Indian firms to access global capital seamlessly. Learn about eligibility, regulations, and compliance.
A. INTRODUCTION Hold your compass steady, because SEBI’s Advertisement Code has reshaped the investment marketing landscape Whether you’re a seasoned investment adviser navigating client portfolios or a research analyst charting market trends, navigating the new regulatory waters is crucial. This code presents both new challenges and exciting opportunities. For investment advisers, it means ensuring every […]
This article delves into the requirements for SCORES registration by the Listed Companies/ Registered Intermediaries as well the procedure for investors seeking a way to file complaint against Listed Companies/ Registered Intermediaries.
Explore SEBI’s rigorous actions against unregistered investment advisers, recent cases, and regulatory landscape. Learn why SEBI is cracking down and how investors can stay protected
Understand the Rules & Regulations for Companies (Prospectus & Allotment of Securities) Second Amendment Rules, 2023! Find all the necessary information here.
Learn how to become a SEBI registered investment adviser in India. Find out the eligibility criteria, qualification and certification requirements, and net worth requirements in this article.
Explore step-by-step procedure, conditions, and prohibitions for buy-back of shares by private companies in India. Understand the nuances of this process