In general, non-convertible securities are those financial instruments that cannot be converted into other type of securities like equity or another debt instrument. For example debt securities and bonds that cannot be converted into equity.
Overview of SEBI’s regulations prohibiting fraud and unfair trade in securities, including key definitions, prohibited activities, and enforcement powers.
Learn about SEBI Settlement Proceedings, including application filing, settlement terms, and procedure under SEBI Regulations, 2018.
Learn about Alternative Investment Funds (AIFs) in India, their categories, regulations, and investment scope under SEBI’s AIF Regulations, 2012.
Understand SEBI Informal Guidance Scheme 2003, its application process, eligibility, response time, confidentiality, and key exclusions for compliance queries.
Overview of SEBI regulations for Registrars and Share Transfer Agents (RTAs), their roles, compliance requirements, and key provisions under the 1993 RTA regulations.
Overview of SEBI’s SRO Regulations 2004: recognition process, intermediary definitions, SRO functions, inspection, and compliance requirements.
Learn the ISIN issuance process, required documents, and compliance steps for dematerializing securities under the Companies Act, 2013 in India.
Understand SEBI Merchant Bankers Regulations 1992, including categories, roles, obligations, compliance, and key provisions governing merchant banking in India.
SEBI ICDR Regulations, 2018 apply to IPOs, rights issues, preferential issues, and more. Learn about their applicability and non-applicability in the securities market.
