SEBI notification

SEBI issues Clarification to Enhanced Supervision Circular

Circular No. CIR/F10/MIRSD/MIRSD2/CIR/P/2017/64 (22/06/2017)

SEBI vide circular no. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016, has issued guidelines covering broad areas for enhanced supervision based on the recommendation of the committee constituted by SEBI. ...

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Participation of Category III AIFs in commodity derivatives market

Circular No.: SEBI/HO/CDMRD/DMP/CIR/P/2017/61-SEBI (21/06/2017)

At present, institutional participants are not allowed to participate in the commodity derivatives market in India. Consequently the commodity derivatives markets in India lack the desired liquidity and depth for efficient price discovery and price risk management....

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SEBI norms for disclosures / compliances by Municipal Securities issuers

SEBI Cicular No: CIR/IMD/DF1/60/2017 (19/06/2017)

Regulation 23 of the SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (SEBI ILDM Regulations) prescribe disclosures to be made by issuers making public issues of debt securities or seeking listing of debt securities issued on private placement basis to the Stock Exchange(s). The said disclosures, inter-alia,...

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Interest and Dividend reporting under Income Tax of Custodial A/cs

SEBI Circular No. CIR/HO/MIRSD/MIRSD2/CIR/P/2017/59 (15/06/2017)

In terms of Rule 114G(1)(e)(i) of Income Tax Rules, 1962 issued under Section 285BA of Income Tax Act, 1961 following information is required to be reported by reporting financial institution in the case of reportable custodial account:-...

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Fine for non compliance with SEBI ICDR Regulations (Read Circular)

SEBI Circular No. CIR/CFD/DIL/57/2017 (15/06/2017)

Regulations 111A and 111B of ICDR Regulations inter alia specify liability of a listed entity or any other person for contravention and actions which can be taken by the respective stock exchange and the revocation of such actions, in the manner specified by SEBI. ...

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SEBI Circular on Recording of NDU in Depository System

Circular No. CIR/MRD/DP/56/2017 (14/06/2017)

It has been observed that some shareholders, primarily promoters, enter into non-disposal agreements/ non-disposal undertaking (NDU) for borrowing funds from various lenders. NDUs are typically undertakings given by a shareholder not to transfer or otherwise alienate the securities and are in the nature of negative lien given in favour of...

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Product Design for Trading in options on commodity futures

Circulars No. SEBI/HO/CDMRD/DMP/CIR/P/2017/55-SEBI (13/06/2017)

This circular is hereby being issued to stipulate necessary guidelines with regard to the product design and risk management framework to be adopted for trading in options on commodity futures....

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Guidelines for Investor Protection / Service Fund at NCDEX

Circular No. CIR/CDMRD/DEICE/CIR/P/2017/53 (13/06/2017)

SEBI Circular on Comprehensive guidelines for Investor Protection Fund, Investor Service Fund and its related matters at National Commodity Derivatives Exchanges...

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SEBI Circular on Comprehensive Review of Margin Trading Facility

SEBI Circular No. CIR/MRD/DP/54/2017 (13/06/2017)

The Stock brokers shall be required to comply with the following conditions: i. The stocks deposited as collateral with the stock broker for availing margin trading facility (Collaterals) and the stocks purchased under the margin trading facility (Funded stocks) shall be identifiable separately and no comingling shall be permitted for the...

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Online Registration Mechanism for Mutual Funds

SEBI/HO/IMD/DF3/CIR/P/2017/52 (01/06/2017)

It has now been decided to operationalize SEBI Intermediary Portal https://siportal.sebi.gov.in) for the entities to submit the mutual funds registration applications online....

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