Securities and Exchange Board of India Circular No. SEBI/HO/IMD-II/IMD-II_DOF10/P/CIR/2021/00677 | Dated: December 10, 2021 To, All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Dear Sir/Madam, Subject: Publishing Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites […]
Securities and Exchange Board of India CIRCULAR No. SEBI/HO/IMD/DF2/CIR/P/2021/683| Dated: December 10, 2021 All Mutual Funds (MFs)/ Asset Management Companies (AMCs)/ Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir / Madam, Subject: Circular on Mutual Funds 1. Usage of pool accounts by Mutual Funds 1.1 In terms […]
i. A Manager of an AIF who is also a SEBI registered Portfolio Manager, and intends to offer Co-investment services through portfolio management route, shall do so only under prior intimation to SEBI.
AD Category-I banks shall have the required systems in place to capture the LEI information and ensure that any LEI captured is validated against the global LEI database available on the website of the Global Legal Entity Identifier Foundation (GLEIF).
As announced in the Governor’s Statement dated December 08, 2021, it is proposed to return to the normal dispensation. Accordingly, banks will be able to dip into the Statutory Liquidity Ratio (SLR) up to two percent of NDTL instead of three percent for overnight borrowing under the MSF with effect from January 1, 2022.
Attention of all the Shipping Lines/Shipping Agents, importers, exporters, Custom Brokers and member of the Trade are invited to Public Notice No. 99/2021 dated 06.12.2021 issued by the Commissioner of Customs (NS-Gen), JNCH regarding procedure for re-sealing of containers with broken/absence/mismatch of seal including tampered seal to be followed at Port Terminals.
F.No. 401/ 93 /2021-Cus-III Government of India Ministry of Finance Department of Revenue (Central Board of Indirect Taxes & Customs) North Block, New Delhi Instruction No. 28/2021-Customs | Dated 9th November December, 2021 To, All Principal Chief Commissioner/ Chief Commissioner of Customs/ Customs (Preventive). All Principal Chief Commissioner/ Chief Commissioner of Central Excise & Customs. […]
The Web Aggregator was not ensuring that the leads generated are concluded within three months of their generation and even then, the Web Aggregator has been paid remuneration from the concerned insurer. It was observed that there were 12,263 cases where the web aggregator received commission for sale of insurance product after three months from the date of lead generation. Same was verified from the lead management system of the WA.
On a monthly basis, PMS shall undertake at least 10% of their total secondary market trades by value in CBs in that month by placing/seeking quotes through one-to-one (OTO) or one-to-many (OTM) mode on the Request for Quote platform of stock exchanges (RFQ).
An IRP / RP is appointed by the AA and is duty bound to conduct CIRP with fairness and diligence and must maintain absolute independence in discharge of his statutory duties without any external influences. The entire resolution process of a CD is dependent on the IRP/ RP who is primarily responsible for efficiently and […]
