SEBI : Two-way fungibility of ADRs/GDRs |
Circular No. IMD/CUST/11/2003 |
11/12/2003 |
SEBI : Half Yearly Reconciliation of FII data |
Circular No. IMD/CUST/10/2003 |
08/12/2003 |
SEBI : Issuance of Offshore Derivative Instruments by Registered Foreign Institutional Investors (FII). |
Circular No. IMD/CUST/9/2003 |
20/11/2003 |
SEBI : Reduction in Notice Period for fixing the Book closure/Record date |
SEBI/CFD/DIL/SE/43/2003 |
20/11/2003 |
SEBI : Disclosure of proprietary trading by broker to client |
SEBI/MRD/SE/Cir- 42/2003 |
19/11/2003 |
SEBI : Improvement in corporate governanace |
IMD/PMS/CIR/1/21727/03 |
18/11/2003 |
SEBI :L Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks |
SEBI/IMD/CIR No. 9/20306/03 |
12/11/2003 |
SEBI : Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks |
SEBI/IMD/CIR No. 9/20306/03 |
12/11/2003 |
SEBI : Trading by FIIs and NRIs in Exchange Traded Derivative Contracts |
SEBI/DNPD/Cir-17/2003/10/29 |
29/10/2003 |
SEBI : Model Bye – laws of stock exchanges |
SEBI/MRD/SE/SK/Cir- 41/2003 |
28/10/2003 |
SEBI : Disclosure regarding change in shareholding pattern, to the stock exchange(s). |
SEBI/MRD/SU//2003 |
28/10/2003 |
Formats under SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 |
CIR/CFD/POLICYCELL/11/2013 |
21/10/2013 |
SEBI : Failure to pay fees in manner specified in Schedule III of the SEBI (Stock brokers and Sub-brokers) Rules and Regulations, 1992 read with Circular No. SMD/ Policy/ Cir-07/ 2002 dated March 28, 2002 |
MIRSD/REG-1/Cir-39/19257/03 |
10/10/2003 |
SEBI : Introduction of new trading segments |
SEBI/MRD/SE/Cir-38/2003 |
08/10/2003 |
SEBI : Risk Disclosure Document |
SEBI/MRD/SE/Cir-37/2003 |
30/09/2003 |
SEBI : Secondary Market for Corporate Debt Securities |
SEBI/MRD/SE/AT/36/2003/30/09 |
30/09/2003 |
Secondary Market for Corporate Debt Securities |
Circular No. SEBI/MRD/SE/AT/36/2003/30/09 |
30/09/2003 |
SEBI : Listing of further issue of capital |
MRD/Policy/Cir–35 /2003/29/09 |
29/09/2003 |
SEBI : Offshore derivative Instrument issued by Registered FIIs |
IMD/DFIIC/9/2003 |
24/09/2003 |
SEBI : Mode of payment and delivery |
SEBI/MRD/SE/Cir- 33/2003/27/08 |
27/08/2003 |
SEBI : Pro – account” trading terminal |
SEBI/MRD/SE/Cir- 32/2003/27/08 |
27/08/2003 |
SEBI : Corporate Governance in listed Companies–Clause 49 of Listing Agreement |
SEBI/MRD/SE/31/2003/26/08 |
26/08/2003 |
Access to unauthorized persons by members of subsidiaries |
SEBI/MRD/SE/15958/2003 |
22/08/2003 |
SEBI : Usage of software by brokers/sub-brokers |
SEBI/MRD/Policy/SE/15864/2003 |
21/08/2003 |
SEBI : Amendments to the SEBI (Disclosure and Investor Protection){ DIP} Guidelines,2000 |
SEBI/CFD/DIL/DIP/Circular No 11 |
14/08/2003 |