| FIIS who fails to provide requisite declarations and undertakings will not be able to take fresh positions from 1st October |
Circular No. CIR/IMD/FII/12/2010 |
29/09/2010 |
| Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement – Circular No. MRD/DP/31/2010, dated 15-9-2010 |
Circular No. MRD/DP/31/2010 |
15/09/2010 |
| Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996 |
Circular No. MRD/DP/30/2010 |
06/09/2010 |
| Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant – Clarifications |
Circulars No. CIR/MRD/DMS/28/2010 |
31/08/2010 |
| Arbitration Mechanism in Stock Exchanges- CIR/MRD/DSA/29/2010 , Dated:August 31, 2010 |
Circular No. CIR/MRD/DSA/29/2010 |
31/08/2010 |
| SEBI circular clarifying Introduction of Call Auction in pre-open session issued to BSE and NSE |
Circular No. CIR/MRD/DP/27/2010 |
27/08/2010 |
| SEBI Circular on Introduction of Smart Order Routing |
Circular No. CIR/MRD/DP/26/2010, |
27/08/2010 |
| SEBI allows trading in shares using mobile phone/ Wireless Technology |
Circular No. CIR/MRD/DP/ 25/2010 |
27/08/2010 |
| SEBI circular on Review of norms for investment and disclosure by Mutual Funds in derivatives |
Circular No. Cir/ IMD/ DF/ 11/ 2010 |
18/08/2010 |
| SEBI circular on Transferability of Mutual Fund units |
Circular No. IMD/DF/10/2010 |
18/08/2010 |
| Allocation of limits to FIIs/sub-accounts for investment in Government debt & corporate debt through bidding process |
Press Release No. 191/2010 |
12/08/2010 |
| SEBI : Updation of investor related documents |
Cir/IMD/DF/9/2010 |
12/08/2010 |
| SEBI circular on Updation of investor related documents |
Circular No. Cir/IMD/DF/9/2010 |
12/08/2010 |
| SEBI circular on Arbitration Mechanism in Stock Exchanges |
Circular No. CIR/MRD/DSA/24/2010 |
11/08/2010 |
| SEBI circular on Allocation of Government debt & Corporate debt investment limits to FIIs |
Circular No. CIR/IMD/FIIC/9/2010 |
06/08/2010 |
| SEBI shifts 7 scripts from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
Circular No. MRD/DP/23/2010 |
05/08/2010 |
| SEBI circular on Reporting of OTC transactions in Certificates of Deposit and Commercial Papers |
Circular No. CIR/IMD/DF/6/2010 |
30/07/2010 |
| SEBI makes PAN Mandatory for Purchase of Shares with effect from August 16, 2010 |
Circulars No. CIR/MRD/DP/22/2010 |
29/07/2010 |
| SEBI extends deadline for ASBA facility in NFOs to October 1 2010 |
Circular No. Ci/IMD/DF/6/2010 |
28/07/2010 |
| SEBI circular on Market Access through Authorised Persons |
Circular No. SEBI/Cir/MIRSD/AP/8/2010 |
23/07/2010 |
| SEBI decided to introduce call auction mechanism in pre-open session |
Circular No. CIR/MRD/DP/21/2010 |
15/07/2010 |
| SEBI decides to allow Physical Settlement of Stock Derivatives |
Circular No. CIR/DNPD/4/2010 |
15/07/2010 |
| SEBI circular on Applications Supported by Blocked Amount (ASBA) facility in public issues- CIR/CFD/DIL/7/2010 , Dated- July 13, 2010 |
Circular No. CIR/CFD/DIL/7/2010 |
13/07/2010 |
| SEBI : Revised Exposure Margin for Exchange Traded Equity Derivatives |
CIR/DNPD/3/2010 |
07/07/2010 |
| Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts |
Circular No. CIR/MRD/DP/20/2010 |
01/07/2010 |
