| Formats for filing reports in terms of regulations 15(i) and 20(j) of SEBI (Buy Back of Securities) Regulations, 1998 |
Circular No. CIR/CFD/POLICYCELL/10/2013 |
17/09/2013 |
| FIIs/QFIs permitted to invest in Government Debt without auction mechanism |
Circular No. CIR/IMD/FIIC/15/2013 |
13/09/2013 |
| Risk Management Framework for Dedicated Debt Segment on Stock Exchanges |
Circular No. CIR/MRD/DP/27/2013 |
12/09/2013 |
| SEBI : Know Your Client Requirements for Eligible Foreign Investors |
Circular No. CIR/MIRSD/ 07 /2013 |
12/09/2013 |
| Principles of Financial Market Infrastructures (PFMIs) Background – SEBI |
Circular No. CIR/MRD/DRMNP/26/2013 |
04/09/2013 |
| SEBI – Index based market-wide circuit breaker mechanism |
Circular No. CIR/MRD/DP/ 25 /2013 |
03/09/2013 |
| Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees |
Circular No. CIR/MIRSD/6/2013 |
28/08/2013 |
| SEBI : General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market. |
CIR/MIRSD/5/2013 |
27/08/2013 |
| SEBI – Testing of software used in or related to Trading and Risk Management |
CIrcular No. CIR/MRD/DP/24/2013 |
19/08/2013 |
| SEBI : Investment by Qualified Foreign Investors (QFIs) in “to be listed” Indian Corporate Debt Securities |
CIR/IMD/FIIC/13/2013 |
13/08/2013 |
| SEBI Circular on Application for change in category of the Alternative Investment Fund |
CIrcular No. CIR/IMD/DF/12/2013 |
07/08/2013 |
| SEBI Circular regarding Utilisation period for FII investments in Government Debt Limits |
CIrcular No. CIR/IMD/FIIC/11/2013 |
31/07/2013 |
| SEBI : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement |
CIR/MRD/DP/23/2013 |
30/07/2013 |
| SEBI Circular for Operational, Prudential and Reporting Norms for Alternative Investment Funds (AIFs) |
Circular No. CIR/IMD/DF/10/2013 |
29/07/2013 |
| SEBI – FII/QFI investments in Security Receipts |
Circular No. CIR/IMD/FIIC/9/2013 |
09/07/2013 |
| SEBI Revises Position Limits for Exchange Traded Currency Derivatives |
Circular No. CIR/MRD/DP/22/2013 |
08/07/2013 |
| SEBI – Arbitration Mechanism in Stock Exchanges – Place of Arbitration |
Circular No. CIR/MRD/ICC/20/2013 |
05/07/2013 |
| SEBI – Arbitration Mechanism in Stock Exchanges – Investor Service Centres |
Circular No. CIR/MRD/ICC/21/2013 |
05/07/2013 |
| SEBI – Enhancement in Foreign Investment limits in Government debt |
Circular No. CIR/IMD/FIIC/8/2013 |
12/06/2013 |
| SEBI Issue & Listing of Non-Convertible Redeemable Preference Shares Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/11/6063 |
12/06/2013 |
| SEBI : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement |
CIR/MRD/DP/19/2013 |
11/06/2013 |
| Clarification on SEBI’s Circular providing for the "Manner of Dealing with Audit Reports filed by Listed Companies" |
Circular No. CIR/CFD/DIL/9/2013 |
05/06/2013 |
| Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism |
CIrcular No. CIR/MRD/DP/17/2013 |
30/05/2013 |
| SEBI circular on Eligible scrips for SLB |
Citrcular No. CIR/MRD/DP/18 /2013 |
30/05/2013 |
| Clarification on Revised requirements for Listed Companies undertaking a Scheme of Arrangement under Companies Act, 1956 |
Circular No. CIR/CFD/DIL/8/2013 |
21/05/2013 |
