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Latest Posts by Varad

Policy for preservation of Documents under Regulation 9 of SEBI (LODR) Regulations, 2015

March 10, 2019 15123 Views 2 comments Print

Regulation 9 of the SEBI (LODR) Regulations, 2015 deals with the documents which a listed entity needs to keep. Nowadays, maintaining records is very important and prior to this provision there was a lack of proper  mechanism of documents management. However, this provision is a step forward in introducing proper document management system. The category […]

Private Placement of securities under Companies Act 2013

February 10, 2018 46875 Views 6 comments Print

A private placement is a capital raising event that involves the sale of securities to a relatively small number of select investors. A private placement is different from a public issue in which securities are made available for sale on the open market to any type of investor. As per the definition under Explanation II […]

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