Under SEBI’s regulations, Category III AIFs face restrictions on permanent Mutual Fund investments. Explore detailed analysis and limitations for AIFs in evolving financial landscape
Explore RBI’s latest circular tightening norms for lenders investing in Alternative Investment Funds (AIFs). Learn about restrictions, liquidation mandates, and capital fund deductions.
Explore the recent SEBI amendments requiring Alternative Investment Funds (AIFs) to invest in Demat form post-September 2024 and mandating the appointment of a custodian for all Category I & II AIFs.
RBI’s Master Direction on IT Governance, Risk, Controls, and Assurance. Learn how it shapes tech frameworks for banks, addressing digital challenges and enhancing security
Explore significance & repercussions of not appointing a company secretary under Companies Act, 2013 on corporate governance & Penalties
Navigating Middle-layer NBFC Scale-Based Regulations with the RBI’s Master Direction. Learn about the 4-layered structure for NBFC’s & INR 1,000 crore asset size requirement.
Understand RBI’s guidelines from October 2023 to regulate unsecured loans by Banks & NBFCs. Risks weights raised for personal loans, credit cards & loan to NBFCs.
Learn about the Director Identification Number (DIN) system in India, its provisions, the prohibition on holding multiple DINs, and the consequences of non-compliance.
Understand the new Rule 9B in the Companies (Prospectus and Allotment of Securities) Rules, 2014, mandating dematerialization of securities for private and unlisted public companies. Explore the benefits, compliance deadlines, and procedures involved. Stay informed about this significant shift in handling securities for enhanced transparency and investor protection.
Explore the effects of recent regulatory changes on banks’ fixed income portfolios, including shifts in classification, valuation, and accounting methods. Understand how these changes may influence the bond market and bank operations.
