| Draft guidelines on Compensation of Whole Time Directors/Chief Executive Officers/Risk takers and Control function staff |
Circular No. DBOD No.BC./29.67.001/2010-11 |
01/07/2010 |
| SEBI circular on Reporting of Lending of securities bought in the Indian Market |
Circular No. Cir No.IMD/FII&C/4/2010 |
29/06/2010 |
| SEBI : Certification Programme for sale and/ or distribution of mutual fund products |
Cir/IMD/DF/5/2010 |
24/06/2010 |
| SEBI circular on Valuation of Debt and Money Market Instruments |
Circular No. Cir/IMD/DF/4/2010 |
21/06/2010 |
| SEBI : Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under. |
CIR/ISD/AML/2/2010 |
14/06/2010 |
| SEBI circular on allocation of Corporate debt investment limits to FIIs |
Circular No. IMD/FII/ 3/2010 |
11/06/2010 |
| SEBI Circular -Disclosure of regulatory orders and arbitration awards on Depository website |
Circular No. CIR/MRD/ DP/ 19/2010 |
10/06/2010 |
| Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement- CIR/MRD/DP/18/2010 Dated: May 28, 2010 |
Circular No. CIR/MRD/DP/18/2010 |
28/05/2010 |
| Conditions for listing on SME Exchange |
Circular No. CFD/DIL/6/2010 |
17/05/2010 |
| SEBI : Disclosure of investor complaints with respect to Mutual Funds |
Cir/IMD/DF/2/2010 |
13/05/2010 |
| SEBI : (Credit Rating Agencies) (Amendment) Regulations, 2010 – Gazette Notification dated March 19, 2010 |
CIR/MIRSD/CRA/7/2010 |
13/05/2010 |
| SEBI issued circular on Making Annual Reports of Listed Companies easily accessible |
Circular No. Cir/CFD /DCR/5/2010 |
07/05/2010 |
| SEBI circular on Introduction of Index options with tenure up to 5 years |
Circular No. CIR/DNPD/2/2010 |
04/05/2010 |
| SEBI Guidelines for Credit Rating Agencies |
Circular No. CIR/MIRSD/CRA/6/2010 |
03/05/2010 |
| Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
Circular No. CIR/MRD/DP/16/2010 |
03/05/2010 |
| SEBI circular on Margining of institutional trades in the cash market |
Circular No. CIR/MRD/DP/15/2010 |
28/04/2010 |
| Introduction of derivative contracts on Volatility Index |
Circular No. CIR/DNPD/1/2010 |
27/04/2010 |
| Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal |
Circular No. CIR/MRD/DP/ 14 /2010 |
26/04/2010 |
| SEBi circular on Execution of Power of Attorney by the Client in favour of the Stock Broker and Depository Participant |
Circular No. CIR/MRD/DMS/13/2010 |
23/04/2010 |
| SEBI circular on Reduction in time between issue closure and listing |
Circular No. CIR/CFD/DIL/3/2010 |
22/04/2010 |
| SEBI circular on Amendments to Equity Listing Agreement – Discontinuation of Electronic Data Information Filing and Retrieval (EDIFAR) System |
Circular No. CIR/CFD/DCR/3/2010 |
16/04/2010 |
| Sebi issued circular on Additional information regarding PCC, MCV or equivalent structure by FIIs |
Circular No. CIR/IMD/FIIC/1/ 2010 |
15/04/2010 |
| SEBI : Allocation of debt investment limits to FIIs |
Cir No. IMD/FII & C/42/2010 |
09/04/2010 |
| SEBI circular on Applications Supported by Blocked Amount (ASBA) facility in public issues- CIR/CFD/DIL/2/2010 April 06, 2010 |
Circular No. CIR/CFD/DIL/2/2010 |
06/04/2010 |
| Master Circular on Allotment of codes to Stock Exchanges, Subsidiary management by Stock Exchanges, Governance of recognised Stock Exchanges and Arbitration in recognised Stock Exchanges |
Circular No. CIR/MRD/DSA/10/2010 |
06/04/2010 |
