| SEBI : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement |
CIR/MRD/DP/01/2013 |
21/01/2013 |
| Listed co. can’t frame any scheme for ESOP if it involves acquisition of own securities from secondary market |
Circular No. CFD/DIL/3/2013 |
17/01/2013 |
| SEBI – Intermediaries may verify QFI’s PAN from IT website instead of verification from physical card |
Circular No. MIRSD/01/2013 |
04/01/2012 |
| SEBI – Information which have a bearing on performance of listed Co. needs to be first disclosed to stock exchange |
Circular No. CFD/DIL/2/2013 |
03/01/2013 |
| SEBI : Application Supported by Blocked Amount (ASBA) facility in public/ rights issue |
CIR/CFD/DIL/1/2013 |
02/01/2014 |
| SEBI circular on Debt Allocation Mechanism for FII |
Circular No. IMD/FIIC/1/2013 |
01/01/2013 |
| SEBI – Requirement of Base Minimum Capital for Stock Broker and Trading Member |
Circualar No. MRD/DRMNP/36/2012 |
19/12/2012 |
| SEBI : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to Normal Rolling Settlement |
CIR/MRD/DP/35/2012 |
17/12/2012 |
| SEBI’s instructions for effective implementation of Stock Exchanges and Clearing Corporations Regulations |
Circular No. MRD/DSA/33/2012 |
13/12/2012 |
| Stock Exchanges to implement measures to prevent aberrant orders or uncontrolled trades |
Circular No. MRD/DP/34/2012 |
13/12/2012 |
| Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any segment of Stock Exchanges/Clearing Corporations) |
Circular No. MIRSD/13/2012, |
07/12/2012 |
| Rajiv Gandhi Equity Savings Scheme, 2012 |
Circular No. MRD/DP/32/2012 |
06/12/2012 |
| SEBI : Inventory Management for Market Makers of SME Exchange/Platform |
CIR/MRD/DSA/31/2012 |
27/11/2012 |
| SEBI : Roll-over facility and liquid index ETFs introduced in Securities Lending and Borrowing Framework |
Circular No. MRD/DP/30/2012 |
22/11/2012 |
| Mini derivative (Futures & Options) contract on index (Sensex & Nifty) |
Circular No. DRMNP/4/2012 |
20/11/2012 |
| Amendments to SEBI (Mutual Funds) Regulations, 1996 |
Circular No. CIR/IMD/DF/24/2012 |
19/11/2012 |
| Participation of mutual funds in Credit Default Swaps Market as Users (Protection Buyers) & in repo, in corporate debt securities |
CIrcular No. IMD/DF/23/2012 |
15/11/2012 |
| SEBI : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
CIR/MRD/DP/28/2012 |
02/11/2012 |
| SEBI Circular on Change of Name in the Beneficial Owner (BO) Account |
Circular No. CIR/MRD/DP/ 27 /2012 |
01/11/2012 |
| General Order – SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012 |
Circular No. CIR/CFD/DIL/15/2012 |
15/10/2010 |
| Public issues in electronic form and use of nationwide broker network of stock exchanges for submitting application forms |
Circular No. CFD/14/2012 |
04/10/2012 |
| SEBI – Review of Margining with respect to Exchange Traded Funds (ETFs) |
Circular No MRD/DP/26/2012 |
26/09/2012 |
| SEBI : Application Supported by Blocked Amount (ASBA) |
CIR/CFD/DIL/1 3/2012 |
25/09/2012 |
| Processing of Investor complaints against KRA in SEBI Complaints Redress System |
Circular No. MIRSD/12/2012 |
21/09/2012 |
| SEBI – Print Grievances Redressal Mechanism on Delivery Instruction Form Book |
Circular No. MRD/DP/DA/25/2012 |
21/09/2012 |
