| Action to Be Taken In Case Of Non-Compliances with SEBI Listing Regulations with SOP |
Circular No. SEBI/HO/CFD/CMD/CIR/P/2018/77 |
03/05/2018 |
| Additional Risk management measures for derivatives segment |
Circular No. SEBI/HO/MRD/DRMNP/CIR/P/2018/75 |
02/05/2018 |
| Monitoring of Foreign Investment limits in listed Indian companies- Revised system applicable from 18.05.2018 |
Circular No. IMD/FPIC/CIR/P/2018/74-SEBI |
27/04/2018 |
| Strengthening Guidelines & Raising Industry standards for RTA, Issuer Companies & Banker to an Issue |
Circular No. SEBI/HO/MIRSD/DOP1/CIR/P/2018/73 |
20/04/2018 |
| Amendment to SEBI (STP Centralised Hub and STP Service Providers) Guidelines, 2004 |
SEBI/HO/MIRSD/DOSR1/CIR/P/2018/0000000072 |
17/04/2018 |
| Guidelines for issuance of debt securities by REITs and InvITs |
Circural No. SEBI/HO/DDHS/DDHS/CIR/P/2018/71 |
13/04/2018 |
| Investments by FPIs in Government and Corporate debt securities |
Circular No. SEBI/IMD/FPIC/CIR/P/2018/70 |
12/04/2018 |
| Performance disclosure post consolidation/ Merger of Mutual Fund Schemes |
Circular No. SEBI/HO/IMD/DF3/CIR/P/2018/69 |
12/04/2018 |
| Review of Framework for Stocks in Derivatives Segment |
Circular No. SEBI/HO/MRD/DP/CIR/P/2018/67 |
11/04/2018 |
| Know Your Client Requirements for Foreign Portfolio Investors (FPIs) |
CIR/IMD/FPIC/CIR/P/2018/64 |
10/04/2018 |
| Clarification on clubbing of investment limits of foreign Government/ foreign Government related entities |
SEBI/HO/IMD/FPIC/CIR/P/2018/66 |
10/04/2018 |
| Measures to strengthen Algorithmic Trading and Co-location / Proximity Hosting framework |
Circular No. SEBI/HO/MRD/DP/CIR/P/2018/62 |
09/04/2018 |
| Monitoring of Foreign Investment limits in listed Indian companies |
IMD/FPIC/CIR/P/2018/61 |
05/04/2018 |
| Orders per second limit and requirement of empanelment of system auditors for algorithmic trading in commodity derivatives |
SEBI/HO/CDMRD/DRMP/CIR/P/2018/60 |
03/04/2018 |
| SEBI circular on ISINs & Debt Security Listing Regulations |
Circular No. CIR/DDHS/P/59/2018-SEBI |
28/03/2018 |
| Investor Grievance Redress Mechanism – New Policy Measures |
SEBI/HO/OIAE/IGRD/CIR/P/2018/58 |
26/03/2018 |
| Guidelines for Liquidity Enhancement Schemes in Commodity Derivatives Contracts |
SEBI/HO/CDMRD/DMP/CIR/P/2018/55 |
26/03/2018 |
| SEBI Circular on Prevention of Unauthorized Trading by Stock Brokers |
CIRCULAR SEBI/HO/MIRSD/DOP1/CIR/P/2018/54 |
22/03/2018 |
| Due diligence and reporting requirements under FATCA and CRS |
Circular No. IMD/ FPIC/CIR/P/2018/53-SEBI |
21/03/2018 |
| SEBI Risk Management norms for commodity derivatives |
Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2018/52-SEBI |
21/03/2018 |
| Spread margin benefit in commodity futures contracts |
Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2018/51 |
20/03/2018 |
| SEBI amends circular related to requirement of underlying exposure for currency derivatives contracts |
Circular No. SEBI/HO/MRD/DP/CIR/P/2018/50 |
15/03/2018 |
| Clarification to Circular pertaining to Investor Protection & Service Fund |
Circular No. CIR/CDMRD/DCE/CIR/P/2018/49 |
14/03/2018 |
| Clarification to Circular pertaining to Investor Grievance Redressal System |
CIR/CDMRD/DCE/CIR/P/2018/48-SEBI |
14/03/2018 |
| Clarifications in respect of investment by certain Category II FPIs |
Circulars No. CIR/IMD/FPIC/47/2018-SEBI |
13/03/2018 |
