| Amendment in Rights and Obligations of Stock Brokers and Clients’ |
Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2020/33 |
11/03/2020 |
| Norms of Regaining Matched Book for Commodity Derivatives Segment revised |
Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2020/32 |
03/03/2020 |
| Existing recognized entities in IFSC can apply for IA registration without forming separate company or LLP |
SEBI/HO/IMD/DF1/CIR/P/2020/31 |
28/02/2020 |
| SEBI amends SEBI (International Financial Services Centres) Guidelines, 2015 |
Circular No. SEBI/HO/MRD1/DSAP/CIR/P/2020/30 |
27/02/2020 |
| Investors can directly directly access infrastructure of recognised stock exchanges to deal in MFs |
Circular No. SEBI/HO/MRD1/DSAP/CIR/P/2020/29 |
26/02/2020 |
| Changes to Margin Framework for Cash & Derivatives segments |
Notification No. SEBI/HO/MRD2/DCAP/CIR/P/2020/27 |
24/02/2020 |
| SEBI amends regulatory framework for Portfolio Managers |
Circulars No. SEBI/HO/IMD/DF1/CIR/P/2020/26 |
13/02/2020 |
| Disclosure Standards for Alternative Investment Funds (AIFs) |
Circular No. SEBI/HO/IMD/DF6/CIR/P/2020/24 |
05/02/2020 |
| Parameters for Performance Review of Commodity derivatives contracts |
Circular No. SEBI/HO/CDMRD/DNPMP/CIR/P/2020/21 |
04/02/2020 |
| Common Application Form for Foreign Portfolio Investors |
IMD/FPI&C/CIR/P/2020/022 |
04/02/2020 |
| Currency Future & Options Contracts (involving Indian Rupee) on Exchanges in IFSC |
Circular No. SEBI/HO/MRD2/DCAP/CIR/P/2020/17 |
03/02/2020 |
| IPF Trust and Committees at Market Infrastructure Institutions (MIIs) |
circulars No. SEBI/HO/MRD/DDAP/CIR/P/2020/16 |
28/01/2020 |
| SEBI revises Margin Framework for Commodity Derivatives Segment |
Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2020/15 |
27/01/2020 |
| SEBI SOP for suspension & revocation of trading of specified securities |
SEBI/HO/CFD/CMD/CIR/P/2020/12 |
22/01/2020 |
| SEBI Streamlines Procedures on the Rights Issue process |
Circulars No. SEBI/HO/CFD/DIL2/CIR/P/2020/13 |
22/01/2020 |
| Guidelines for rights issue of units by a listed InvIT |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/10 |
17/01/2020 |
| Guidelines for rights issue of units by a listed REIT |
SEBI/HO/DDHS/DDHS/CIR/P/2020/09 |
17/01/2020 |
| Statement of Deviation in use of proceeds of issue of listed NCDs or NCRPs |
Circulars No. SEBI/HO/DDHS/08/2020 |
17/01/2020 |
| SEBI amends Operational guidelines for FPIs & DDPs and EFIs |
IMD/FPI&C/CIR/P/2020/07 |
16/01/2020 |
| Exchanges can launch ‘Option in Goods’ in commodity derivatives segment |
Notification No. SEBI/HO/CDMRD/DMP/CIR/P/2020/05 |
16/01/2020 |
| SEBI issues Operating Guidelines for Investment Advisers in IFSC |
Notification No. SEBI/HO/IMD/DF1/CIR/P/2020/04 |
09/01/2020 |
| SEBI revised existing Annual System Audit Framework |
SEBI/HO/MRD1/ICC1/CIR/P/2020/03 |
07/01/2020 |
| SEBI Strengthens rating process in respect of ‘INC’ ratings |
Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/2 |
03/01/2020 |
| Contribution by a non-defaulting member in Default waterfall of Clearing Corporations |
Circular No. SEBI/HO/MRD2/DCAP/CIR/P/2020/01 |
03/01/2020 |
| SEBI Measures to strengthen conduct of Investment Advisers (IA) |
SEBI/HO/IMD/DF1/CIR/P/2019/169 |
27/12/2019 |
