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Analysis of ISO Settlement Scheme, 2024 of SEBI
CS Rupal Patel
13 Mar 2024
2 comments
Explore the intricacies of SEBI's latest ISO Settlement Scheme 2024, its purpose, validity, eligibility criteria, application process, and implications....
Posted Under:
SEBI
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Articles
BSE and NSE mandates to update details of Corporate Groups
MMJC
06 Mar 2024
0 comment
Explore the impact of SEBI Circular 2023 on Foreign Portfolio Investors (FPIs) and the subsequent guidance from BSE and NSE. Analysis of new reporting norms and potential anomalies....
Posted Under:
SEBI
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Articles
Overview of recent amendments in SEBI (LODR) Regulations, 2023
Divyanshu Dubey
05 Mar 2024
2 comments
Discover the latest amendments in SEBI (LODR) Regulations, 2023, enhancing corporate governance through transparency, disclosures, and accountability....
Posted Under:
SEBI
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Articles
Compliance Calendar as Per SEBI And Allied Laws
sbkkhan
02 Mar 2024
1 comment
Stay ahead with the SEBI Compliance Calendar for 2023-2024. Key quarterly, half-yearly, and annual compliance deadlines for listed entities under SEBI and allied laws....
Posted Under:
SEBI
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Articles
How To Become Investment Adviser In India: A Comprehensive Guide
Mayank Jha
29 Feb 2024
0 comment
Discover the comprehensive guide to becoming a Registered Investment Adviser (RIA) in India. Learn eligibility criteria, qualifications, and the step-by-step registration process with SEBI....
Posted Under:
SEBI
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Articles
Ethical Portfolio Management: Balancing Interests and Integrity
Srishti Gupta
28 Feb 2024
0 comment
Explore how portfolio managers can maintain ethical standards while managing conflicts of interest, ensuring fairness, and transparency according to SEBI guidelines....
Posted Under:
SEBI
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Articles
Role of investment Advisor in SEBI
Shreya Kashyap
25 Feb 2024
0 comment
Discover how SEBI-registered investment advisers can guide your investment journey with comprehensive advice, ensuring ethical, transparent services tailored to your financial goals....
Posted Under:
SEBI
|
Articles
Post Registration Compliances for Research Analysts in India
Mayank Jha
24 Feb 2024
0 comment
If you’ve recently obtained your registration as a research analyst from SEBI and are curious about the compliance requirements, congratulations, you’ve come to the right place. Firstly, congratulations on successfully completing the rigorous documentation and registration process. However, your journey does not end here. Now,...
Posted Under:
SEBI
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Articles
Warning letter or caution letter issued by SEBI – An Analysis
MMJC
23 Feb 2024
0 comment
Explore the implications of SEBI's Regulation 30(13) on disclosure requirements for warning letters. Understand the nature, directives, and considerations for listed entities. Analysis by expert Vallabh M Joshi....
Posted Under:
SEBI
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Articles
R.T. Agro Private Limited & Others v/s Securities & Exchange Board of India (Supreme Court)
Tanya Goyal
23 Feb 2024
0 comment
Explore the Supreme Court judgment in RT Agro vs SEBI case, highlighting the importance of balanced regulatory oversight in related party transactions....
Posted Under:
SEBI
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Articles
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