Sponsored
    Follow Us:
  2. Filter Judiciary

Filter Judiciary

Reset
Found 102 Results

Whether trader indulging in front running can be held guilty of violating regulations 3 and 4 of FUTP regulations?

Case Name : Sujit Karkera Vs Adjudicating Officer, Securities and Exchange Board of India (Securities Appellate Tribunal, Mumbai)
Appeal Number : Appeal No. 167 of 2012
Date of Judgement/Order : 17/12/2012
Related Assessment Year :
Courts : Securities Appellate Tribunal (38)
Become a Member to Download If you are already a member, Login here to access

One cannot buy and sell shares from himself

Case Name : Anita Dalal Vs Securities and Exchange Board of India (Securities Appellate Tribunal, Mumbai)
Appeal Number : Appeal No. 211 of 2012, 03/12/2012
Date of Judgement/Order :
Related Assessment Year :
Courts : Securities Appellate Tribunal (38)
Become a Member to Download If you are already a member, Login here to access

Penalty imposed by SEBI without providing statutory opportunities to appellant is breach of principles of natural justice

Case Name : Dushyant N. Dalal Vs Securities and Exchange Board of India (Securities Appellate Tribunal Mumbai)
Appeal Number : Appeal No. 184 OF 2011
Date of Judgement/Order : 04/10/2012
Related Assessment Year :
Courts : Securities Appellate Tribunal (38)
Become a Member to Download If you are already a member, Login here to access

Written authorisation necessary to allow a third person to trade on behalf of client of broker

Case Name : India Infoline Securities Ltd. Vs Securities and Exchange Board of India (Securities Appelate Tribunals Mumbai)
Appeal Number : Appeal No. 58 OF 2012
Date of Judgement/Order : 01/10/2012
Related Assessment Year :
Courts : Securities Appellate Tribunal (38)
Become a Member to Download If you are already a member, Login here to access

SC held Sahara guilty of raising fund from public through dubious private placements in violation of securities laws

Case Name : Sahara India Real Estate Corprn. Ltd. Vs Securities and Exchange Board of India (Supreme Court of India)
Appeal Number : Civil Appeal No. 9813 and 9833 OF 2011
Date of Judgement/Order : 31/08/2012
Related Assessment Year :
Courts : Supreme Court of India (2371)

Unless proved Share Broker cannot be held Guilty of Circular Trading

Case Name : Networth Stock Broking Ltd. Vs Securities and Exchange Board of India (Securities Appelate Tribunal Mumbai)
Appeal Number : Appeal No. 5 OF 2012
Date of Judgement/Order : 19/06/2012
Related Assessment Year :
Courts : Securities Appellate Tribunal (38)
Become a Member to Download If you are already a member, Login here to access

Adroit Financial Services (P.) Ltd. v. Securities and Exchange Board of India (SAT)

Case Name : Adroit Financial Services (P.) Ltd. Vs Securities and Exchange Board of India (Securities Appellant Tribunal Mumbai)
Appeal Number : Appeal No. 48 OF 2012
Date of Judgement/Order : 13/06/2012
Related Assessment Year :
Courts : Securities Appellate Tribunal (38)
Become a Member to Download If you are already a member, Login here to access

Every information required to be disclosed is to stock exchange is not necessarily a ‘price sensitive information’

Case Name : Anil Harish Vs Securities and Exchange Board of India (Securities Appallete Tribunal Mumbai)
Appeal Number : Appeal No. 217 OF 2011
Date of Judgement/Order : 22/06/2012
Related Assessment Year :
Courts : Securities Appellate Tribunal (38)
Become a Member to Download If you are already a member, Login here to access

Company not eligible to bring rights issue till prohibitory orders against promoter group is in force

Case Name : SRM Energy Ltd. Vs SEBI (Securities Appellate Tribunal Mumbai)
Appeal Number : Appeal No. 77 OF 2012
Date of Judgement/Order : 18/05/2012
Related Assessment Year :
Courts : Securities Appellate Tribunal (38)
Become a Member to Download If you are already a member, Login here to access

In absence of evidence to contrary, minutes of Board meetings would be proof of fact that directors had cleared misleading announcement made to Stock Exchange

Case Name : Australian Securities And Investments Commission Vs Meredith Hellicar (Australia High Court)
Appeal Number : Matter No. S174 TO S181 OF 2011
Date of Judgement/Order : 03/05/2012
Related Assessment Year :
Courts : All High Courts (13909)

Latest Posts

View All Posts
Sponsored
Sponsored
Search Post by Date
July 2024
M T W T F S S
1234567
891011121314
15161718192021
22232425262728
293031