| SEBI: Additional requirements for issuers of transition bonds |
Circular No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2023/66 |
04/05/2023 |
| SEBI introduces LEI for non-convertible securities, securitised debt instruments & security receipts |
Circulars No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2023/64 |
03/05/2023 |
| Introduction of ISD– Buy-back on NEAPS platform |
Circular Ref No: NSE/CML/2023/33 |
28/04/2023 |
| SEBI advisory on Procedure to implement Section 12A of WMD Act |
Circulars No. SEBI/HO/MIRSD/MIRSD-SEC-5/P/CIR/2023/062 |
26/04/2023 |
| Modifications in the requirement of filing of Offer Documents by Mutual Funds |
Circulars No. SEBI/HO/IMD/IMD-RAC-2/P/CIR/2023/60 |
25/04/2023 |
| SEBI Circular on Bank Guarantees (BGs) created out of clients’ funds |
Circulars No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/061 |
25/04/2023 |
| Procedure for seeking prior approval for change in control of Vault Managers |
Circulars No. SEBI/HO/MRD/MRD-PoD-1/P/CIR/2023/59 |
21/04/2023 |
| Issue of Master Circular by Stock Exchanges, Clearing Corporations & Depositories |
Circulars No. SEBI/HO/MRD/POD 3/CIR/P/2023/58 |
20/04/2023 |
| Dispute Resolution Mechanism for Limited Purpose Clearing Corporation |
Circulars No. SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/57 |
17/04/2023 |
| SEBI framework for upfront collection of charges from eligible issuers at the time of allotment of debt securities |
Circular No. SEBI/HO/DDHS/DDHS-RACPOD1/CIR/P/2023/56 |
13/04/2023 |
| Formulation of price bands for first day of trading pursuant to IPO, re-listing |
Circulars No. SEBI/HO/MRD-TPD1/CIR/P/2023/5 |
11/04/2023 |
| Additional affirmations by Practicing Company Secretaries in ASCR |
Circular Ref No: NSE/CML/ 2023/30 |
10/04/2023 |
| FAQs – Corporate Governance |
Circulars Notice No. 20230410-45 |
10/04/2023 |
| Direct plan for schemes of AIFs & trail model for distribution commission |
Circulars No. SEBI/HO/AFD/PoD/CIR/2023/054 |
10/04/2023 |
| Guidelines for excusing or excluding an investor from investment of AIF |
Circulars No. SEBI/HO/AFD-1/PoD/P/CIR/2023/053 |
10/04/2023 |
| SEBI advisory on brand/trade name use by Investment Advisers & Research Analysts |
Circular No. SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/52 |
06/04/2023 |
| Advertisement code for Investment Advisers & Research Analysts |
Circulars No. SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/51 |
05/04/2023 |
| Annual BSE Listing Fees revised effective from April 1, 2023 |
Circular No. 20230331-26 |
31/03/2023 |
| Extension of compliance period – Fund raising by large corporates through issuance of debt securities to the extent of 25% of their incremental borrowings in a financial year |
Circulars No. SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2023/049 |
31/03/2023 |
| Introduction of Issue Summary Document (ISD) – Further Issues |
Circulars No. NSE/CML/2023/26 |
31/03/2023 |
| SEBI Operational Circular for Debenture Trustees |
SEBI/HO/DDHS/P/CIR/2023/50 |
31/03/2023 |
| SOP under SEBI (PIT) Regulations, 2015 for ensuring compliance with SDD |
Circular No. 20230329-20 and Circular No. 20230329-21 |
29/03/2023 |
| Review of time limit for disclosure of NAV of Mutual fund schemes investing overseas |
Circular No. SEBI/HO/IMD/IMD-I POD2/P/CIR/2023/48 |
29/03/2023 |
| Cyber Security and Cyber Resilience framework for Portfolio Managers |
Circular No. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/046 |
29/03/2023 |
| Nomination for Mutual Fund Unit Holders – Due date extended to 30.09.2023 |
Circular No. SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/47 |
28/03/2023 |
