| SEBI : Application Supported by Blocked Amount” (ASBA) process |
SEBI/CFD/DIL/MB/IS/5/2009/05/08 |
05/08/2009 |
| Circular on Amendment to Chapter VIA of the SEBI (Disclosure and Investor Protection) Guidelines, 2000 |
Circualr No. SEBI/CFD/DIL/ DIP/37/2009/ 31/07 |
31/07/2009 |
| Circular on Additional Information required for registration / renewal of registration as Portfolio Managers |
Circular No. IMD/DOF I/PMS/Cir-5/ 2009, |
31/07/2009 |
| Circular on Procedure for submission of updations in the offer documents filed with SEBI |
Circular No. CFD/MB/IS/4/ 2009/31/07 |
31/07/2009 |
| SEBI : Comprehensive Risk Management Framework for the cash market |
MRD/Do P/SE/Cir-08/2009 |
27/07/2009 |
| SEBI : Abolition of no-delivery period for all types of corporate actions. |
MRD/DoP/SE/Cir-07/2009 |
21/07/2009 |
| SEBI : Amendments to the Equity Listing Agreement |
SEBI/CFD/DIL/LA/2/2009/21/7 |
21/07/2009 |
| Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000 |
Circular No. SEBI/CFD/DIL/DIP/36/2009/09/07 |
09/07/2009 |
| SEBI : Firm commitment requirement for registration as Foreign Venture Capital Investors |
IMD/DOF-1/FVCI/CIR. No. 1/2009 |
03/07/2009 |
| SEBI : Executive Directors/Managing Directors of all Stock Exchanges |
MRD/DoP/SE/ Cir-06/2009 |
29/06/2009 |
| SEBI : Clarification on applicability of SEBI Regulations/ Circulars on Initial and Continuous Disclosures for Convertible and Non-Convertible Debt |
SEBI/IMD/BON D/Cir-2/2009 |
23/06/2009 |
| SEBI : Maintenance of Clients’ Funds in a separate Bank Account by Portfolio Managers |
IMD/DOF I/PMS/Cir-4/2009 |
23/06/2009 |
| SEBI : Model Listing Agreement for listing of Indian Depository Receipts (IDRs) issued by issuing companies whose securities market regulators are signatories to the Multilateral Memorandum of Understanding (MMOU) of International Organization of Securities Commissions (IOSCO). |
SEBI/CFD/DIL/IDR/1/2009/16/06 |
16/06/2009 |
| SEBI : Guidelines for Investment by Mutual Funds in Money Market Instruments |
SEBI/ IMD/CIR No.3/166386/2009 |
15/06/2009 |
| SEBI : Submission of Monthly Report |
SEBI/IMD/PMS/CIR-3/2009 |
11/06/2009 |
| SEBI : Guidelines for Investment by Mutual Funds in Indian Depository Receipts (IDRs) and copies of gazette notifications dated April 8, 2009 and June 5, 2009 |
SEBI/IMD/CIR No. 1/165935/2009 |
09/06/2008 |
| SEBI : PAN requirement for transfer of shares in physical form |
MRD/DoP/Cir-05/2009 |
20/05/2009 |
| SEBI : Allocation methodology of debt investment limits to FIIs |
Cir No. IMD/FII & C/ 39/2009 |
12/05/2009 |
| SEBI Circular on Allocation methodology of debt investment limits to FIIs |
Circulars No. IMD/FII & C/ /2009 |
12/05/2009 |
| SEBI circular on Simplified Listing Agreement for Debt Securities |
Circular No. SEBI/IMD/BOND/1/2009/11/05 |
11/05/2009 |
| SEBI : Amendments to Equity Listing Agreement |
SEBI/CFD/DIL/LA/1/2009/24/04 |
24/04/2009 |
| Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000 – Filing of draft offer documents for public/ rights issues, with Western Regional Office of SEBI at Ahmedabad |
Circular No. CFD/DIL/DIP/35/2009/20/04 |
20/04/2009 |
| SEBI : Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
MRD/DoP/SE/Cir-04/2009 |
26/03/2009 |
| SEBI : Revised Position Limits for Exchange Traded Currency Derivatives |
SEBI/DNPD/Cir-45/2009 |
24/03/2009 |
| SEBI : Portfolio format for debt oriented close-ended and interval schemes/plans |
SEBI/IMD/CIR No. 15/157701/2009 |
19/03/2009 |
