| SEBI releases Investor Charter for public offers by REITs & InvITs |
Circular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/672 |
26/11/2021 |
| SEBI releases Investors’ Charter-Pvt Placement- Municipal debt securities |
Circulars No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/0671 |
26/11/2021 |
| SEBI Investor Charter – Registrars to an Issue & Share Transfer Agents |
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/670 |
26/11/2021 |
| SEBI releases Investor Charter – Public Issue of Debt Securities |
Circulars No. SEBI/HO/DDHS/P/CIR/2021/0669 |
26/11/2021 |
| SEBI notifies Norms for Silver ETFs and Gold ETFs |
Circular No. SEBI/HO/IMD/DF2/CIR/P/2021/668 |
24/11/2021 |
| Segregation & Monitoring of Collateral at Client Level – Extension of timeline |
Circular No. SEBI/HO/MRD2/DCAP/P/CIR/2021/667 |
23/11/2021 |
| Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites |
Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 |
23/11/2021 |
| Non-compliance with certain provisions of SEBI ICDR Regulations |
Circular No. SEBI/HO/CFD/DIL1/P/CIR/2021/0660 |
23/11/2021 |
| SEBI mandates Disclosure of Complaints against Stock Exchanges/Depositories/Clearing Corporations |
Circular No. SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 |
23/11/2021 |
| Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012 |
Circular No. SEBI/HO/IMD/IMD-I/DOF6/P/CIR/2021/663 |
22/11/2021 |
| Disclosure obligations of listed entities for Related Party Transactions |
Circular No. SEBI/HO/CFD/CMD1/CIR/P/2021/662 |
22/11/2021 |
| SEBI amends circular related to Schemes of Arrangement by Listed Entities |
Circular No. SEBI/HO/CFD/DIL2/CIR/P/2021/0000000659 |
18/11/2021 |
| SEBI revises Framework for Regulatory Sandbox |
Circular No. SEBI/HO/MIRSD/MIRSD_IT/P/CIR/2021/0000000658 |
16/11/2021 |
| SEBI further clarifies on processing of draft schemes filed with stock exchanges |
Circular No. SEBI/HO/CFD/DIL2/CIR/P/2021/0000000657 |
16/11/2021 |
| SEBI permits FPIs (surrendering registration) to write-off all debt securities |
Circular No. SEBI/ HO/ FPI&C/ P/ CIR/ 2021/ 656 |
08/11/2021 |
| Norms for processing investor’s service request by RTAs & for furnishing PAN, KYC details & Nomination |
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 |
03/11/2021 |
| SOP on application filed under SEBI (LODR) Regulations, 2015 w.r.t. Scheme of Arrangements |
Notice No. 20211101-8 |
01/11/2021 |
| Maintenance of current accounts in multiple banks by Stock Brokers |
Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2021/653 |
28/10/2021 |
| Investment/ trading in securities by employees and Board members of AMC(s) and Trustees of Mutual Funds |
Circular No. SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/654 |
28/10/2021 |
| Guiding Principles for bringing uniformity in Benchmarks of MF Schemes |
Circular No. SEBI/HO/IMD/IMD-II DF3/P/CIR/2021/652 |
27/10/2021 |
| Amendment to SEBI Circular pertaining to IPF/ ISF & its related matters |
Circular No. SEBI/HO/CDMRD/DoC/P/CIR/2021/651 |
22/10/2021 |
| Amendment to SEBI Circulars pertaining to Investor Grievance Redressal System and Arbitration Mechanism |
Circular No. SEBI/HO/CDMRD/DoC/P/CIR/2021/649 |
22/10/2021 |
| Modalities for filing of placement memorandum through a Merchant Banker |
Circular No. SEBI/HO/IMD/IMD-I/DF6/P/CIR/2021/645 |
21/10/2021 |
| Follow Company Law norms for Transmission of Securities to joint Holders: SEBI |
Circular No. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/644 |
18/10/2021 |
| NCS regulation not require disclosing any separate examination report by statutory auditor |
SEBI/1-10/DDHS/P/OW/2021/28580/1 |
14/10/2021 |
