The outsourcing of information technology (IT) services has become increasingly prevalent in the banking and financial sector. There are several challenges that have come up and regulators have stepped in with a framework to enable prudent risk management.
RBI’s regulations on changes in management & control of NBFCs. Learn about prior approvals, public notice requirements, and critical documentation.
Understand challenges faced by recipients when supplier doesn’t remit collected taxes, resulting in ITC reversal. Explore relevant legal provisions, judicial precedents, and essential actions recipients should take to safeguard against such contingencies.
Delve into the new Rule 88D of CGST Rules addressing ITC disparities between GSTR-3B and GSTR-2B. Explore its evolution, implications, and impact on GST compliance.
Unlock the secrets of Structured Digital Databases (SDD) – a powerful tool for managing Unpublished Price Sensitive Information (UPSI). Explore the concept, intent, and elements of SDD, shedding light on its role in preventing insider trading. Learn why maintaining a comprehensive SDD is crucial for recording the flow of UPSI, identifying key elements, and ensuring compliance with SEBI regulations.
Concept of Significant Beneficial Owner (SBO), its implications, procedural requirements, penalties for non-compliance, and exemptions. Stay compliant with SBO rules.
Explore SEBI’s latest website compliance requirements for Stock Brokers and Depository Participants, effective from August 16, 2023. Learn about the key details they must publish, including basic information, contact details, complaint procedures, and more. Understand the implications for market participants and investors as SEBI takes significant steps towards transparency, investor protection, and improved business practices in the financial market.
SEBI published a Circular on 31 July 2023 on Online Dispute Resolution of Disputes in the Indian Securities Market making Online Dispute Resolution (ODR) the default mechanism for resolving almost all disputes arising out of transactions on the securities market.
SEBI mandates increased website compliance for stock brokers and depository participants, enhancing transparency and investor protection. Details and analysis
Lost your share certificates? Stay calm and follow our step-by-step guide to claim ownership. Shareholders must inform the company promptly, file an FIR, and provide necessary documents. Companies, in turn, should follow legal procedures to issue duplicate share certificates. Know your obligations and timelines.
