SEBI : Issuance of Offshore Derivative Instruments by Registered Foreign Institutional Investors (FII). |
Circular No. IMD/CUST/8/2003 |
08/08/2003 |
SEBI : All Stock Exchanges, Depositories and Custodians |
MRD/DEP/Cir- 22/2003 |
01/08/2003 |
SEBI : Investment/trading in securities bySEBI : employees of Asset Management Companies and Mutual Fund Trustee Companies |
SEBI/IMD/CIR No. 7/13391/03 |
11/07/2003 |
SEBI : Change in Status and Constitution of Stock Brokers in Cash and Derivatives Segments of the Exchanges under Rule 4 (c) of SEBI (Stock Brokers and Sub-Brokers) Rules, 1992 |
MIRSD/MSS/Cir- 30/ 13289/03 |
09/07/2003 |
SEBI : Guidelines for Fair Practices! Code of Conduct for Public Representative and SEBI Nominee Directors |
SEBI/SMD/SEAD/Cir-29 !2003!03!07 |
03/07/2003 |
SEBI : Amendment to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 |
SEBI/PMD/MBD/ESOP/2/2003/30/06 |
30/06/2003 |
SEBI : Advertisements by Mutual Funds |
SEBI/MFD/CIR No. 6/12357/03 |
26/06/2003 |
SEBI : Inspection of stock brokers by stock exchanges |
SEBI/SMD/DBA-1/CIR-27/2003/ |
25/06/2003 |
SEBI : Failure to pay fees in manner specified in Schedule III of SEBI (Stock brokers and Sub-brokers) Rules and Regulations, |
SMD/DBA-II/Cir-28/12348/03 |
25/06/2003 |
SEBI : Close out mark up in respect of debentures and bonds traded on Stock Exchanges |
SEBI/SMD/SE/Cir- 26/2003/25/06 |
25/06/2003 |
SEBI : Listing Fees |
SEBI/SMD/SE/25/2003/19/06 |
19/06/2003 |
SEBI : Refund of base minimum capital |
SEBI/SMD/SE/Cir- 24/2003/18/06 |
18/06/2003 |
SEBI : Association of Mutual Funds in India (AMFI) |
MFD/CIR.No 04/11488 /2003 |
12/06/2003 |
SEBI : Composition of Capital and Margins |
SEBI/SMD/SE/Cir-22/2003/11/06 |
11/06/2003 |
SEBI : Trade Guarantee Fund (TGF)/ Settlement Guarantee Fund(SGF) – reduced exposure for ten rolling settlement |
SEBI/SMD/SE/ 21/2003/05/06 |
05/06/2003 |
SEBI : Electronic Data Information Filing And Retrieval (EDIFAR) |
SEBI/SMD/SE/Cir-23/2003/18/06 |
02/06/2003 |
SEBI : Use of Impact Cost Calculations of another Exchange |
SEBI/SMD/SE/Cir-18/2003/02/06 |
02/06/2003 |
SEBI : Constitution of Arbitration Committees and Arbitration Panels. |
SEBI/SMD/SE/Cir-19/2003/02/06 |
02/06/2003 |
SEBI : Eligibility of a sub-broker to trade through Subsidiary Company |
SEBI/SMD/SE/Cir-20/2003/02/06 |
02/06/2003 |
SEBI : Amendment to listing agreement regarding disclosure pertaining to schemes of arrangement/merger/amalgamation /reconstruction filed before the Court. |
SEBI/SMD/Policy/List/Cir -17/2003 |
08/05/2003 |
SEBI : Registration Number of Brokers / Sub-brokers to be quoted on all correspondences with SEBI |
SMD/DBA-II/Cir-16/9618/03 |
05/05/2003 |
SEBI: Amendments to the SEBI (Disclosure and Investor Protection) Guidelines,2000 |
RMB Series Circular No. 9 |
02/05/2003 |
SEBI : Reporting of Venture Capital Activity |
SEBI/MFD/VCF/CIR No. 1/7352/03 |
29/04/2003 |
SEBI : Reporting of Venture Capital Activity |
SEBI/MFD/VCF/CIR no 1/7352/03 |
29/04/2003 |
SEBI : List of Companies allowed to be traded under Normal Rolling Settlement Mode |
D&CC/FITTC/CIR–21/2003 |
29/04/2003 |