| Guidelines on Framework for listing of Commercial Paper |
LIST/COMP/46/2019-20 |
27/12/2019 |
| Stewardship Code mandatory for Mutual Funds & AIFs wef 01.04.2020 |
Circular No. CIR/CFD/CMD1/168/2019 |
24/12/2019 |
| Framework for listing of Commercial Paper-Amendments |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2019/167-SEBI |
24/12/2019 |
| Process for Investments in Mutual Fund in the name of a Minor |
SEBI/HO/IMD/DF3/CIR/P/2019/166 |
24/12/2019 |
| SEBI notifies Statement of Deviation / Variation in utilisation of funds raised |
CIR/CFD/CMD1/162/2019 |
24/12/2019 |
| Guidelines for filing of placement memorandum – InvITs proposed to be listed |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2019/161 |
24/12/2019 |
| Management and advisory services by AMCs to Foreign Portfolio Investors |
Circular No. SEBI/HO/IMD/DF2/CIR/P/2019/155 |
16/12/2019 |
| Offer Document filing for issues of size upto Rs. 750 crores- Reg |
Circular No. CFD/DIL1/CIR/P/2019/0000000154 |
11/12/2019 |
| Group Level Exposure Provisions for mutual funds for investment- Amended |
Circular No. SEBI/HO/IMD/DF2/CIR/P/2019/152 |
10/12/2019 |
| Cut-off Time for Determining Minimum Threshold of Margins to be Collected from Clients |
Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2019/149 |
29/11/2019 |
| Norms for Debt Exchange Traded Funds (ETFs)/Index Funds |
Circular No. SEBI/HO/IMD/DF3/CIR/P/2019/147 |
29/11/2019 |
| SEBI notifies Permissible Jurisdictions for issuance of Depository Receipts |
Circular No. SEBI/HO/MRD2/DCAP/CIR/P/2019/146 |
28/11/2019 |
| SEBI allows Clearing Corporations to invest in Overnight Funds |
Circular No. SEBI/HO/MRD2/DCAP/CIR/P/2019/145 |
28/11/2019 |
| Guidelines for preferential issue & institutional placement of units by a listed REIT |
SEBI/HO/DDHS/DDHS/CIR/P/2019/142 |
27/11/2019 |
| Guidelines for preferential issue / institutional placement of units by InvIT |
Notification No. SEBI/HO/DDHS/DDHS/CI R/P/2019/143 |
27/11/2019 |
| Listed entities to disclose defaults on payment of Loan: SEBI |
Circular No. SEBI/HO/CFD/CMD1/CIR/P/2019/140 |
21/11/2019 |
| Guideline for Collection of margins from clients by TM/CM in cash segment |
Circular No. CIR/HO/MIRSD/DOP/CIR/P/2019/139-SEBI |
19/11/2019 |
| Mechanism for Mapping of Unique Client Code with demat A/c of clients |
Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/136 |
15/11/2019 |
| Modifications in contract specifications of commodity derivatives contracts |
Circular No. SEBI/HO/CDMRD/DOP/CIR/P/2019/135 |
14/11/2019 |
| Additional disclosures & compliances by listed entities under ILDM Regulations |
Circular No. SEBI/HO/DDHS/CIR/P/134/2019 |
13/11/2019 |
| SEBI revises Timelines of Activities to be adhered in T+6 listing |
Circular No. SEBI/HO/CFD/DCR2/CIR/P/2019/133 |
08/11/2019 |
| Cross margining facility to off-setting positions in highly co-related equity indices |
Circular No. SEBI/HO/MRD/DOP1/CIR/P/2019/128 |
08/11/2019 |
| SEBI permits Creation of segregated portfolio in mutual fund schemes |
Circular No. SEBI/HO/IMD/DF2/CIR/P/2019/127 |
07/11/2019 |
| Mutual funds to Report changes in terms of investment: SEBI |
Circular No.: SEBI/HO/IMD/DF4/CIR/P/2019/126 |
06/11/2019 |
| e-KYC Authentication facility under PMLA by Entities in securities market |
SEBI/HO/MIRSD/DOP/CIR/P/2019/123 |
05/11/2019 |
