| SEBI amends guidelines for preferential issue & institutional placement of units by a listed InvIT |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/183 |
28/09/2020 |
| Procedure of capturing PAN of promoters from listed companies- Reg. |
SEBI/CIR/CFD/DCR1/CIR/P/2020/181 |
23/09/2020 |
| SEBI guidelines on resources for Mutual Fund Trustees applicable from 01.01.2021 |
SEBI/HO/IMD/DF4/CIR/P/2020/178 |
23/09/2020 |
| SEBI Guidelines for Investment Advisers |
SEBI/HO/IMD/DF1/CIR/P/2020/182 |
23/09/2020 |
| SEBI: Alternate Risk Management Framework in case of Near Zero & Negative Prices |
Circular No. SEBI/HO/CDMRD/DRMP/CIR/P/2020/176 |
21/09/2020 |
| SEBI permits Write-off of shares held by FPIs |
Circular No. SEBI/HO/IMD/FPI&C/CIR/P/2020/177 |
21/09/2020 |
| Extension of time for sharing information by listed companies relating to System driven disclosures |
Ref No: NSE/CML/2020/47 |
18/09/2020 |
| Mutual Funds- Uniformity in applicability of NAV across various schemes |
SEBI/HO/IMD/DF2/CIR/P/2020/175 |
17/09/2020 |
| Listing & trading of units of InvITs & REITs on stock exchanges in IFSC |
Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/174 |
16/09/2020 |
| Reg. submission of disclosures along with financial statements by listed entities |
BSE Notice Ref. LIST/COMP/50/2020-21 |
16/09/2020 |
| Collection & Reporting of Margins by Trading/Clearing Member in Cash Segment |
Circulars No. SEBI/HO/MIRSD/DOP/CIR/P/2020/173 |
15/09/2020 |
| SEBI modifies scheme characteristics of Multi Cap Fund |
Circular No. SEBI/HO/IMD/DF3/CIR/P/2020/172 |
11/09/2020 |
| Operating Guidelines for Portfolio Managers in IFSC |
Circular No. SEBI/HO/IMD/DF1/CIR/P/2020/169 |
09/09/2020 |
| SEBI automates disclosures under PIT Regulations for members of promoter group |
Circular No. SEBI/HO/ISD/ISD/CIR/P/2020/168 |
09/09/2020 |
| NSE permitted to do e-KYC Aadhaar Authentication in Securities Market |
Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2020/167 |
08/09/2020 |
| Cut-off date for re-lodgement of share transfer deeds extended |
Circular No. SEBI/HO/MIRSD/RTAMB/CIR/P/2020/166 |
07/09/2020 |
| Segregation of portfolio due to COVID-19 pandemic- Provision Reviewed |
Circular No. SEBI/HO/IMD/DF4/CIR/P/2020/165 |
02/09/2020 |
| Disclosures on Margin obligations given by way of Pledge/ Re-pledge in Depository System |
SEBI/HO/CFD/DCR-2/CIR/P/2020/164 |
02/09/2020 |
| SEBI enhances debt & money market securities transactions disclosure |
Circular No. SEBI/HO/IMD/DF4/CIR/P/2020/163 |
01/09/2020 |
| Relaxation in processing of documents pertaining to FPIs to entities in Lockdown area |
Circular No. SEBI/HO/FPI&C/CIR/P/2020/162 |
31/08/2020 |
| CRAs to not treat loan restructuring due to COVID-19 as default |
Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/160 |
31/08/2020 |
| Grievance Resolution between listed entities & proxy advisers- Implantation WEF 01.01.2020 |
Circular No. SEBI/HO/CFD/CMD1/CIR/P/2020/159 |
27/08/2020 |
| PoA for opening of client demat account is optional: SEBI |
Circular No.SEBI/HO/MIRSD/DOP/CIR/P/2020/158 |
27/08/2020 |
| Procedural Guidelines for Proxy Advisors applicable from 01.01.2021 |
Circular No. SEBI/HO/IMD/DF1/CIR/P/2020/157 |
27/08/2020 |
| Reporting of violations under SEBI Insider Trading Regulations |
Ref No: NSE/CML/2020/44 |
26/08/2020 |
