| Operational aspects of scheme(s) of arrangement by entities who have listed their NCDs/ NCRPS |
Circular No. SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2022/156 |
17/11/2022 |
| Timeline for declaration of First Close of schemes of AIFs |
Circular No. SEBI/HO/AFD-1/PoD/P/CIR/2022/155 |
17/11/2022 |
| Registration & regulatory framework for Online Bond Platform Providers (OBPPs) |
Circular No. SEBI/HO/DDHS/DDHS-RACPOD1/P/CIR/2022/154 |
14/11/2022 |
| Handling of Clients’ Securities by Trading Members(TM)/Clearing Members (CM) |
Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/153 |
11/11/2022 |
| Applicability of GST on fees remitted to SEBI – Reg. |
Circular No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/0000000152 |
10/11/2022 |
| NSE to display if a company is non-compliant with SDD on ‘Get Quote’ page |
Circular Ref No: NSE/CML/2022/52 |
04/11/2022 |
| Rating Scales Used by Credit Rating Agencies (CRAs) – Guidelines |
Circulars No. SEBI/HO/DDHS/DDHS-RACPOD2/P/CIR/2022/ 146 |
31/10/2022 |
| SEBI cap number of ISINs maturing in a financial year for debt securities issued on private placement basis |
Circulars No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/147 |
31/10/2022 |
| Clause 2(IV)(A) of SEBI Circular on Development of Passive Funds applicable wef 01.05.2023 |
Circular No. SEBI/HO/IMD/DOF2/P/CIR/2022/145 |
28/10/2022 |
| SEBI reduces face value for debt securities & non-convertible redeemable preference shares |
Circular No. SEBI/HO/DDHS/P/CIR/2022/00144 |
28/10/2022 |
| SOP under SEBI (PIT) Regulations, 2015 for compliance with SDD |
Notice No. 20221028-16 |
28/10/2022 |
| Block Mechanism in demat account of clients undertaking sale transactions – Clarification |
Circular No. SEBI/HO/MIRSD/DoP/P/CIR/2022/143 |
27/10/2022 |
| SEBI allows stock brokers registered under debt segment to place/seek bids on RFQ platform |
Circular No. SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/142 |
19/10/2022 |
| Suspension, Cancellation or Surrender of Certificate of Registration of CRA |
Circular No. SEBI/HO/DDHS/DDHS-RACPOD2/P/CIR/2022/140 |
13/10/2022 |
| Aspects related to Social Stock Exchange Governing Council |
Circular No. SEBI/HO/MRD/MRD-RAC-2/P/CIR/2022/141 |
13/10/2022 |
| FAQs on Corporate Governance while submitting XBRL utility at Exchange |
Notice No. 20221012-44 |
12/10/2022 |
| SEBI Reviews provisions pertaining to Electronic Book Provider platform |
Circular No. SEBI/HO/DDHS/ DDHS_Div1/P/CIR/2022/00139 |
10/10/2022 |
| NSE seek comment on XBEL Format for Outcome of Board Meeting – Dividend, Buyback, Bonus shares & Voluntary delisting |
Circular Ref No: NSE/CML/2022/50 |
10/10/2022 |
| SEBI clarifies on ‘Demat Debit & Pledge Instruction’ (DDPI) for transfer of securities |
Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/137 |
06/10/2022 |
| SEBI extends timeline of entering details of existing outstanding non-convertible securities |
Circular No. SEBI/HO/DDHS/RACPOD1/CIR/P/2022/136 |
03/10/2022 |
| SEBI extends date of applicability of standardized industry classification |
Circular No. SEBI/HO/DDHS/DDHS-RACPOD2/P/CIR/2022/134 |
30/09/2022 |
| Listed companies to submit Shareholding Pattern in latest XBRL utility |
Circular No. 20220930-50 and Circular Ref. No. NSE/CML/2022/49 |
30/09/2022 |
| Requirements of investments in all instruments for Portfolio Managers |
Circular No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2022/133 |
30/09/2022 |
| Two-Factor Authentication for transactions in units of Mutual Funds |
Notification No. SEBI/HO/IMD/IMD-I DOF1/P/CIR/2022/132 |
30/09/2022 |
| Foreign investors can participate in Indian ETCDs through FPI route: SEBI |
SEBI/HO/MRD/MRD-RAC-1/P/CIR/2022/131 |
29/09/2022 |
