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Amendments under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 as made by SEBI (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2021 SEBI vide its notification dated 3rd August, 2021 has amended the SEBI (LODR) Regulations, 2015 which is applicable with effect from 1st January, 20...

Understanding the re-designation process of a Non Executive Director as an Independent Director. Learn about the criteria and qualifications for Independent Directors....

Cyber Security & Cyber Resilience framework for Stock Brokers/Depository Participants Stock brokers and depository participants perform significant functions in providing services to holders of securities. Thus, there is a need for maintaining robust cyber security and cyber resilience framework to protect the integrity of data an...

SEBI Board Meeting – PR No. 24/2021 Dtd. 06th August, 2021 On 06th August, 2021, the Board of SEBI met in Mumbai. In the said meeting, the Board took the following decisions: New SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 The Board considered and approved the merger of SEBI (Issue of Sweat Equity) [&hel...

The SEBI has notified a new set of regulations to amend the existing SEBI (Prohibition of Insider Trading) Regulations, 2015 which shall come into force as on the date of its publication in the Official Gazette. The amendment relates to the provisions of reward to informants. Sr. No. Amendment Comments 1 Substitution, Omission: Regulation...

ANALYSIS: SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2021 DATED 3RD AUGUST, 2021 The SEBI vide its notification dated 03rd August, 2021 makes the following amendment in the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) R...

Any person who wishes to act as a Research Analyst must apply to SEBI for registration before undertaking any activity as Research Analyst. In order to proceed with the application you must ensure that you are falling under the purview of SEBI (Research Analyst) Regulations, 2014 (RA Regulations). Otherwise, you are not required to apply....

SEBI (LODR) (Third Amendment) Regulations, 2021 Notification No. SEBI/LAD-NRO/GN/2021/35 Dtd. 3rd August, 2021  The SEBI has notified a new set of regulations to amend the existing SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 which shall come into force as on the date of its publication in the Official Gazett...

SEBI (Investment Advisers) (Third Amendment) Regulations, 2021  Notification No. SEBI/LAD-NRO/GN/2021/34 Dtd. 3rd August, 2021 The SEBI has notified a new set of regulations to amend the existing SEBI (Investment Advisers) Regulations, 2013 which shall come into force as on the date of its publication in the Official Gazette. Sr. No. Ame...

SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2021 Notification No. SEBI/LAD-NRO/GN/2021/33 Dtd. 3rd August, 2021 The SEBI has notified a new set of regulations to amend the existing SEBI (Alternative Investment Funds) Regulations, 2012 which shall come into force as on the date of its publication in the Official Gaz...