| Mutual Fund to provide justification for not exercising put option |
SEBI/HO/IMD/DF4/P/CIR/2021/593 |
09/07/2021 |
| Review of Advance Intimation timelines for modifications in contract specifications of commodity derivatives contracts |
Notification No. SEBI/HO/CDMRD_DOP/P/CIR/2021 /592 |
08/07/2021 |
| SOP for listed subsidiary company desirous of getting delisted |
Circular No. SEBI/HO/CFD/DIL1/CIR/P/2021/0585 |
06/07/2021 |
| SEBI SOP for handling of technical glitches by MIIs |
SEBI/HO/MRD1/DTCS/CIR/P/202 |
05/07/2021 |
| Issue of No Objection Certificate for release of 1% of Issue amount |
Circular No. SEBI/HO/OIAE/IGRD/CIR/P/2021/588 |
05/07/2021 |
| SEBI relaxes timelines for compliance by Trading /Clearing Members / KYC Registration Agencies |
Circulars No. SEBI/HO/MIRSD/DOP/P/CIR/2021/587 |
30/06/2021 |
| Cross Margin in Commodity Index Futures & its underlying constituent futures or its variants |
Circular No. SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/586 |
29/06/2021 |
| FAQs – SEBI LODR amendments dated May 05, 2021 |
Ref: NSE/CML/2021/23 |
28/06/2021 |
| Action(s) to be initiated against listed companies for non-payment of outstanding Annual Listing Fees |
Ref No: NSE/CML/2021/22 |
25/06/2021 |
| Reg. Alignment of interest of Key Employees of AMCs with MF Schemes Unitholders |
SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/582 |
25/06/2021 |
| Prudential norms for liquidity risk management for open ended debt schemes |
SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/583 |
25/06/2021 |
| Amendment to SEBI (Alternative Investment Funds) Regulations, 2012 |
SEBI/HO/IMD-I/DF6/P/CIR/2021/584 |
25/06/2021 |
| Compliance to be ensured by SEBI registered Investment Advisers |
Circular No. SEBI/HO/IMD/IMD-I/DOF1/P/CIR/2021/579 |
18/06/2021 |
| SEBI allows Mutual Funds to enter plain vanilla Interest Rate Swaps for hedging |
Circular No. SEBI/HO/IMD/IMD-I DOF2/P/CIR/2021/580 |
18/06/2021 |
| SEBI devise a framework to mitigate the risk of misuse of client’s fund |
Circular No. SEBI/HO/MIRSD/DOP/P/CIR/2021/577 |
16/06/2021 |
| SEBI: System driven disclosures made applicable to listed Debt Securities |
Circulars No. SEBI/HO/ISD/ISD/CIR/P/2021/578 |
16/06/2021 |
| SEBI relaxes minimum vesting period of ESOP and SAR |
SEBI/HO/CFD/DCR2/CIR/P/2021/576 |
15/06/2021 |
| SEBI issues SOP for Revised Framework for Regulatory Sandbox |
Circulars No. SEBI/HO/ITD/ITD/CIR/P/2021/575 |
14/06/2021 |
| Potential Risk Class Matrix for debt schemes based on Interest Rate & Credit Risk |
Circular No. SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/573 |
07/06/2021 |
| SEBI amends fields for Centralized Database for Corporate Bonds/ Debentures |
SEBI/HO/DDHS/DDHS1/P/CIR/2021/572 |
04/06/2021 |
| SEBI Enhances Overseas Investment limits for Mutual Funds |
Circular No. SEBI/HO/IMD/IMD-II/DOF3/P/CIR/2021/571 |
03/06/2021 |
| Implementation timelines for processing of ASBA applications through UPI |
Circular No. SEBI/HO/CFD/DIL2/P/CIR/2021/570 |
02/06/2021 |
| Off-market transfer of securities by FPI |
Circular No. SEBI/HO/FPI&C/P/CIR/2021/0569 |
01/06/2021 |
| Format of compliance report on Corporate Governance by Listed Entities |
Circular No. SEBI/HO/CFD/CMD-2/P/CIR/2021/567 |
31/05/2021 |
| Implementation date of disclosure of risk-o-meter of scheme extended |
Circular No. SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/566 |
31/05/2021 |
