| SEBI – Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
Circular No. MRD/DP/ 38 /2010 |
28/12/2010 |
| SEBI (Foreign Venture Capital Investors) (Amendment) Regulations, 2010 – Amendment in First Schedule |
Notification No. LAD-NRO/GN/2010-11/22/30364 |
21/12/2014 |
| Notification under regulation 3 of the SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 – Obtainment of requisite certification(s) from NISM by certain associated persons |
Notification No. LAD-NRO/GN/2010-11/21/29390 |
10/12/2010 |
| SEBI notifies -No preferential allotment to promoter for 1 year on warrant failure, Retail IPO Investment Limit upto 2 lakhs, Advertise filing of offer documents, Uniform allotment in IPO, Companies to decide whether partly/fully paid shares |
Notification No. LAD-NRO/GN/2010-11/19/26456 |
12/11/2010 |
| SEBI (Issue of Capital and Disclosure Requirements) (4th Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GN/2010-1 1/19/26456 |
12/11/2010 |
| Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure |
Circular No. CIR/IMD/DF/17/2010 |
09/11/2010 |
| SEBI – Code of Conduct for Investor Associations (IAs) |
Circular No. OIAE/IAD/01/2010 |
01/11/2010 |
| SEBI : (Employees Service) (Second Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GN/2010411/17/22954 |
12/10/2010 |
| SEBI : Notification under regulation 3 of the SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 |
Notification No. LAD-NRO/GN/2010-11/13/13945 |
29/07/2010 |
| SEBI : Notification under regulation 3 of Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 |
Notification No. LAD-NRO/GN/2010-11/12/10230 |
29/06/2010 |
| Certification Programme for sale and/ or distribution of mutual fund products |
Notification No. LAD-NRO/GN/2010-11/09/6422 |
31/05/2010 |
| SEBI : Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in Securities Markets) Regulations, 2007 |
Notification No. LAD-NRO/GN/2010-1 1/09/6422 |
31/05/2010 |
| Notification under regulation 3 of SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 |
Notification No. LAD-NRO/GN/2010-11/09/6422 |
31/05/2010 |
| Section 4 of the Securities Contracts (Regulation) Act, 1956 – Grant of recognition to Stock Exchanges – Renewal of recognition to U.P. Stock Exchange Limited, Kanpur |
Notification No. LAD-NRO/GN/2010-11/11/6769 |
31/05/2010 |
| Renewal of recognition to Bhubaneswar Stock Exchange Limited |
Notification No. LAD-NRO/GN/2010 |
31/05/2010 |
| SEBI : (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GN/2010-11/05/1110 |
13/04/2010 |
| SEBI :(Merchant Bankers) (Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GN/2010-11/04/1109 |
13/04/2010 |
| SEBI : (Foreign Institutional Investors) (Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GN/2010-11/02/1107 |
13/04/2010 |
| SEBI : (Venture Capital Funds) (Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GN/2010-11/07/1100 |
13/04/2010 |
| SEBI (Stock Brokers and Sub- Brokers) Amendment Regulations, 2010 |
Notification No. LAD-NRO/GN/2010-11/06/1097 |
13/04/2010 |
| SEBI (Credit Rating Agencies)(Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GN/2009-2010/30/199044 |
19/03/2010 |
| SEBI : (Employees’ Service) (Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GNi2009-10,128/190983 |
14/01/2010 |
| SEBI : (Issue of Capital and Disclosure Requirements) (Second Amendment) Regulations, 2010 |
Notification No. LAD-NRO/GN/2009-10/26/190146 |
08/01/2010 |
| SEBI : (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2010 |
Notification No. LADNRO/GN/2009-2010/25/189240 |
01/01/2010 |
| SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2009 |
Notification No LAD-NRO/GN/2009- 10/23/186926 |
11/12/2009 |
