| SEBI : Notification regarding establishment of Local Office of Board at Raipur |
Notification No. LAD-NRO/GN/2013-14/32/33644 |
26/12/2013 |
| SEBI : Notification regarding establishment of Local Office of Board at Panaji |
Notification No. LAD-NRO/GN/2013-14/33/33661 |
26/12/2013 |
| Gold ETFs in GDS can be held by mutual funds in dematerialized or physical form |
Circular No. CIR/IMD/DF/16/2013 |
18/10/2013 |
| SEBI (Listing of Specified Securities on Institutional Trading Platform) Regulations 2013 |
Notification No. LAD-NRO/GN/20 13-14/27/6720 |
08/10/2013 |
| SEBI permits contracts for pre-emption and options in shareholders agreements |
Notification No. LAD-NRO/GN/2013-14/26/6667 |
03/10/2013 |
| SEBI : (Alternative Investment Funds) (Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/24/6573 |
16/09/2013 |
| SEBI : – (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) (Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/22/22670 |
06/09/2013 |
| SEBI :The Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/2013/14/21/6463 |
02/09/2013 |
| SEBI : (Issue of Capital and Disclosure Requirements) Second Amendment Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/19/6422 |
26/08/2013 |
| SEBI : (Mutual Funds) (Third Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/18/6384 |
19/08/2013 |
| SEBI(Buy back of Securities) (Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/16/6348 |
08/08/2013 |
| SEBI : (Mutual Funds) (Second Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/12/6108 |
19/06/2013 |
| SEBI : (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/11/6063 |
12/06/2013 |
| SEBI (Depositories and Participants) (Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/09/5738 |
17/05/2013 |
| SEBI : Notification regarding establishment of Local Office of the Board at Kochi |
Notification No. LAD-NRO/GN/2013-14/07/1005 |
10/05/2013 |
| SEBI : Notification regarding establishment of Local Office of Board at Patna |
Notification No. LAD-NRO/GN/2013-14/06/8513 |
08/05/2013 |
| SEBI : Notification regarding establishment of Local Office of Board at Hyderabad |
Notification No. LAD-NRO/GN/20 13-14/05/5666 |
22/04/2013 |
| SEBI : Notification regarding establishment of Local Office of Board at Lucknow |
Notification No. LAD-NRO/GN/2013-14/04/5655 |
17/04/2013 |
| SEBI Mutual Fund Regulations amended; Units of infrastructure debt scheme may be offered via private placements |
Notification No. LAD-NRO/GN/2013-14/03/5652 |
16/04/2013 |
| SEBI : (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/2013-14/01/8129 |
05/04/2014 |
| Change in shareholding by 2% or more to be disclosed now even if resultant shareholding falls below 5% |
Notification No. LAD-NRO/GN/2012-13/36/7368 |
26/03/2013 |
| SEBI- KYC documents to the KRA – Scanned document to be furnished now |
Notification No. LAD-NRO/GN/2012-13/35/6998 |
22/03/2013 |
| SEBI (Certification of Associated Persons In The Securities Markets) Regulations, 2007 – Obtainment Of Requisite Certification(S) By Associated Persons |
Notification No. LAD-NRO/GN/2012-13/33/1103, |
11/03/2013 |
| SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2013 |
Notification No. LAD-NRO/GN/20 12-13/32/4947 |
27/02/2013 |
| Standalone health insurance companies can avail services of Agents |
Notification No. IRDA/CAGTS/GDL/028/02/2013 |
18/02/2015 |
