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SEBI Listing Regulations-Holding of Specified Securities and Shareholding Pattern

December 2, 2015 2610 Views 1 comment Print

Analysis of Regulation 31 and 31A of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) related to Holding of specified securities and shareholding pattern and Disclosure of Class of shareholders and Conditions for Reclassification.

SEBI Listing Regulations- In principle Approval of Recognized Stock Exchange

December 2, 2015 13738 Views 0 comment Print

Analysis of Regulation 28 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) related to In-principle approval of recognized stock exchange(s).

Obligations of Listed Entity which has Listed its Non-Convertible Debt Securities & Non-Convertible Redeemable Preference Shares

December 1, 2015 6820 Views 0 comment Print

Analysis of Chapter V of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) explains Obligations Of Listed Entity Which Has Listed Its Non-Convertible Debt Securities Or Non-Convertible Redeemable Preference Shares Or Both vide Regulation 49 to 62.

SEBI Listing Regulations “Common Obligations Of Listed Entities”

November 28, 2015 4704 Views 0 comment Print

SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) Presently, a private agreement between Stock Exchange and listed company govern all listing obligation and disclosure requirement. This listing agreement like any other agreement among parties creates civil obligation in case of any violation of the agreement. Now, Securities and Exchange Board of India took […]

Section 185- Loan to Directors under Companies Act, 2013

November 18, 2015 26526 Views 0 comment Print

AS PER SECTION 185: No Company ( Private & Public) Directly or Indirectly Advance any loan, including book debt, to any of its directors or to any **other person in whom the director is interested Any guarantee or provide any security in connection with any loan taken by him or such other person BACKGROUND: This […]

Comparison of Company Incorporation via form INC-29 & current procedure

November 5, 2015 8042 Views 0 comment Print

According to the latest World Bank report, India stands at the 142th position in terms of ease of doing business globally. No wonder, there have always been clamour and concern for bureaucratic hurdles which prevent the business to run efficiently and smoothly. One such hurdle was the bureaucratic procedure as to the incorporation of a […]

Process For Change In Name / Registered Office / Admission or Deletion of Partners of LLP

November 5, 2015 126836 Views 9 comments Print

The limited liability partnership may change its name by following the procedure as laid down in the limited liability partnership agreement. Where the limited liability partnership agreement is silent on this matter, consent of all partners shall be required for changing the name of the limited liability partnership.

Forms to be filed annually under Companies Act, 2013

October 9, 2015 144680 Views 12 comments Print

A. Annual Forms Required to be File: S. No. Private Company Public Company Listed Company 1. MGT-7 MGT-7 MGT-7 2. AOC-4 AOC-4 AOC-4 3. MGT-9 MGT-14 MGT-14 4. AOC-1 MGT-9 MGT-9 5. AOC_2 AOC-1 AOC-1 6. AOC_2 AOC_2 B. Purpose of the Forms:

Ratification Of Statutory Auditor Under Companies Act, 2013

October 7, 2015 194394 Views 19 comments Print

Appointment for 5 Years: {Section: 139(1)} Every company shall, at the first annual general meeting, appoint an individual or a firm as an auditor who shall hold office from the conclusion of that meeting till the conclusion of its sixth annual general meeting and thereafter till the conclusion of every sixth meeting. Ratification of Auditor: […]

Shifting Of Registered Office From One State To Other State

October 2, 2015 13582 Views 2 comments Print

Shifting Of Registered Office From One State To Other State under Companies Act, 2013 read with Companies (Incorporation) Rules, 2014 S. NO. PROCESS Section- 13 (4) A. CALL BOARD MEETING Work Require to Done before calling of Board Meeting ♣ Issue Notice of Board Meeting-[173(3)] & SS-1 Call Meeting by giving not less than 7 […]

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