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Guidelines

Latest Posts in Guidelines

SEBI Guidance: Takeover Exemption for Amalgamation

April 5, 2025 234 Views 0 comment Print

SEBI provides interpretive guidance on Takeover Regulations, exempting share acquisition via amalgamation from open offer obligations.

SEBI Clarifies Compliance Officer Hierarchy Rule

April 5, 2025 225 Views 0 comment Print

SEBI clarifies that compliance officers in listed firms must be placed one level below MD or Whole-time Directors, per LODR Regulation 6(1) amendment.

SEBI Clarifies Compliance Officer Level Under LODR

April 5, 2025 660 Views 0 comment Print

SEBI issues guidance on Compliance Officer position under LODR Regulations, clarifying hierarchical level requirements for listed entities.

Angel Funds can invest only in startups meeting DPIIT criteria: SEBI

March 13, 2025 333 Views 0 comment Print

SEBI clarified that Angel Funds can invest only in startups meeting the Department for Promotion of Industry and Internal Trade (DPIIT) criteria. If a portfolio company loses its startup status, Angel Funds cannot make additional investments, even if pre-emptive rights exist.

SEBI Mandates Code of Conduct for DPs & Relatives to Regulate Trading Activities

March 10, 2025 633 Views 0 comment Print

SEBI responds to NOCIL Limited’s request for guidance on amended PIT Regulations, addressing compliance obligations for designated persons and their relatives.

Issuance of Shares Against Export Advances Not falls Under ICDR Regulation 163(3): SEBI

February 12, 2025 177 Views 0 comment Print

SEBI responds to E-Land Apparel’s request for guidance on share issuance under ICDR regulations, addressing compliance with Regulations 163(3), 164, and 165.

Penalty Imposed on Director for Non-Disclosure of Interest

December 26, 2024 225 Views 0 comment Print

Registrar of Companies penalizes Watai Electronics director ₹1,00,000 for violating Section 184(1) of the Companies Act, 2013. Learn about the order details here.

SEBI Guidance on CFSL’s Expansion into New Business Areas

December 16, 2024 225 Views 0 comment Print

SEBI clarifies that CFSL, as a Debenture Trustee, may explore new business activities like retail loan marketing, with conditions on compliance and conflict of interest.

SEBI Guidance on OneSource QIP Eligibility Under ICDR

November 29, 2024 171 Views 0 comment Print

SEBI provides interpretive guidance on OneSource’s QIP eligibility under ICDR regulations, addressing the impact of transferor company listing requirements.

SEBI Denies Glenmark Life Sciences No-Action Letter for MPS Compliance

November 9, 2024 315 Views 0 comment Print

SEBI denies Glenmark Life Sciences’ request for no-action relief, stating contra trade restrictions apply to its proposed share sale for minimum public shareholding compliance.

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