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Guidelines

Latest Posts in Guidelines

SEBI Clarifies Acquisition Date for Takeover Regulations

June 19, 2025 186 Views 0 comment Print

SEBI clarifies that for takeover regulations, the acquisition date for shares is when the purchase order is placed, not when shares are credited to the demat account.

SEBI Guideline on Independent Director Pecuniary Ties

May 14, 2025 444 Views 0 comment Print

SEBI clarifies rules on ‘material pecuniary relationship’ for independent directors consulting subsidiaries, referencing LODR and Companies Act compliance.

No Open Offer needed for CHL’s preferential issue of convertible securities: SEBI

April 22, 2025 375 Views 0 comment Print

SEBI provides informal guidance to CHL Ltd on its proposed preferential issue. Concludes no open offer needed under Takeover Code Regs 3 or 4 based on provided facts.

SEBI Clarifies Compliance Officer Hierarchy Rule

April 3, 2025 408 Views 0 comment Print

SEBI clarifies that compliance officers in listed firms must be placed one level below MD or Whole-time Directors, per LODR Regulation 6(1) amendment.

SEBI Clarifies Compliance Officer Level Under LODR

April 3, 2025 1041 Views 0 comment Print

SEBI issues guidance on Compliance Officer position under LODR Regulations, clarifying hierarchical level requirements for listed entities.

SEBI Guidance: Takeover Exemption for Amalgamation

April 2, 2025 318 Views 0 comment Print

SEBI provides interpretive guidance on Takeover Regulations, exempting share acquisition via amalgamation from open offer obligations.

Angel Funds can invest only in startups meeting DPIIT criteria: SEBI

March 13, 2025 483 Views 0 comment Print

SEBI clarified that Angel Funds can invest only in startups meeting the Department for Promotion of Industry and Internal Trade (DPIIT) criteria. If a portfolio company loses its startup status, Angel Funds cannot make additional investments, even if pre-emptive rights exist.

SEBI Mandates Code of Conduct for DPs & Relatives to Regulate Trading Activities

March 10, 2025 795 Views 0 comment Print

SEBI responds to NOCIL Limited’s request for guidance on amended PIT Regulations, addressing compliance obligations for designated persons and their relatives.

SEBI Clarifies Share Gift Transfer Norms Under SAST & PIT

March 3, 2025 357 Views 0 comment Print

SEBI responds to Empire Industries’ request on share transfer via gift among promoters under SAST and PIT Regulations; outlines exemptions and compliance steps.

Issuance of Shares Against Export Advances Not falls Under ICDR Regulation 163(3): SEBI

February 12, 2025 231 Views 0 comment Print

SEBI responds to E-Land Apparel’s request for guidance on share issuance under ICDR regulations, addressing compliance with Regulations 163(3), 164, and 165.

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