CIRCULAR
Cir. /IMD/DF/14/2010 October 08, 2010
All Portfolio Managers
Dear Sir/ Madam,
Sub: Monthly reporting by Portfolio Managers
1. Please refer to SEBI circular SEBI/IMD/PMS/CIR-3/2009 dated June 11, 2009 regarding submission of monthly report by portfolio managers.
2. The format for the monthly report on portfolio management activity has been revised as per enclosed Annexure. All portfolio managers are advised to upload the report in the revised format on SEBI Portal by the 5th of the following month with effect from the report for the month of October 2010 onwards.
3. This circular is issued in exercise of powers conferred by sub-section (1) of section 11 and section 11A of the Securities and Exchange Board of India Act, 1992, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.
4. This circular is available on SEBI website at www.sebi.gov.in under the categories “Legal Framework” and “Portfolio Manager”.
Yours faithfully,
Maninder Cheema
Deputy General Manager
