ROC Kanpur levied a ₹5 lakh penalty on EAST ALPHA ALLIANCE TECHNOLOGY and two directors for failing to file the mandated DIR-12 form after a director’s resignation.
ROC Kanpur imposed a ₹1.5 Lakh penalty on three directors of EAST ALPHA ALLIANCE TECHNOLOGY PRIVATE LIMITED for violating Rule 12A by failing to file the mandatory DIR-3 KYC form.
ROC Delhi penalized a company for issuing its private placement offer letter before filing the required resolution with the Registrar, violating Section 42(3) of the Companies Act. The order highlights that even inadvertent lapses in securities issuance attract penalties.
IBBI dismissed an RTI appeal seeking Committee of Creditors’ voting details, holding that such information is not accessible under RTI Act and is exempt under Section 8(d).
IBBI First Appellate Authority rejected an RTI appeal from a homebuyer seeking claim details in CIRP of Ansal Properties, holding that information lies with Resolution Professional, not Board.
ROC Kanpur fined SEN HON LEE TECHNOLOGIES and three directors ₹3,50,000 for violating Section 173(1) by exceeding the 120-day limit between Board Meetings.
ROC Kanpur imposed a ₹40,000 penalty on SEN HON LEE TECHNOLOGIES and directors for violating Section 118/146, stemming from the company’s auditor failing to attend two AGMs.
ROC Kanpur has penalized GORDON HERBERT (INDIA) LIMITED ₹6,00,000 for failing to appoint an Independent Director as mandated by Section 149(4) of the Companies Act, 2013.
ROC Kanpur levied a ₹55,000 penalty on SEN HON LEE TECHNOLOGIES and 6 directors for continuous failure to comply with Secretarial Standard-1 rules on minute and attendance books.
ROC Kanpur imposed a ₹8,00,000 penalty on GORDON HERBERT (INDIA) LIMITED and its directors for violating Section 177 by failing to establish a mandatory Audit Committee.
