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Whether trader indulging in front running can be held guilty of violating regulations 3 and 4 of FUTP regulations?
Case Law Details
- Case Name
- Sujit Karkera Vs Adjudicating Officer, Securities and Exchange Board of India (Securities Appellate Tribunal, Mumbai)
- Appeal Number
- Only available for paid members
- Date of Judgement/Order
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SECURITIES APPELLATE TRIBUNAL, MUMBAI
Sujit Karkera
Versus
Adjudicating Officer, Securities and Exchange Board of India
Appeal No. 167 of 2012
December 17, 2012
JUDGMENT
S.S.N. Moorthy, Member – The appellants are traders in securities. The present appeal is directed against an order passed by the adjudicating officer of the Securities and Exchange Board of India (for short the Board) by which a penalty of Rs. 60,73,316/-, Rs. 54,19,212/- and Rs. 4,66,108/- respectively has been imposed on the appellants. The above penalties were imposed under section 15HA of the Securities and Exchange ...
