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The Listed entity shall comply with the following compliance under SEBI Listing Regulations 2015:-
- Quarterly Compliances
- Half Yearly Compliances
- Yearly Compliances
- Event Based Compliances
| Quarterly Compliances | When to comply | ||||
| Regulation reference | Timeline | For the quarter ended June | For the quarter ended September | For the quarter ended December | For the quarter ended march |
| Regulation 31 (1) (b)-Shareholding Pattern | Within 21 days from the end of the quarter | By 21-July | By 21-October | By 21-January | By 21-April |
| 27 (2) (a): Corporate Governance Report | Within 15 days from the end of the quarter | By 15-July | By 15-October | By 25-January | By 15-April |
| Regulation 33 (3) (a)-Financial Results along with Limited Review Report | Within 45 days from the end of the quarter | By 14- August | By 14- November | By 14- February |
– |
| Reconciliation of Share Capital Audit report | Within 30 days from the end of the quarter | By 30- July | By 30- October | By-30 January | By 30- April |
| Regulation 13 (3) – Statement of Grievances Redressal Mechanism | Within 21 days from the end of the quarter | By 21- July | By 21- October | By 21- January | By 21- April |
| Regulation 32 (1)- Statement of deviations or Variations | – | – | – | – | – |
–
| Half Yearly Compliances | When to comply |
| Regulation reference | Timeline |
| Regulation 7(3)- Share Transfer Agent | Within 01 month of the end of each half of the financial year |
| Regulation 40 (10)- Transfer or Transmission of Security | Within 01 month of end of each half of the financial year |
–
| Annual Compliances | When to comply | ||||
| Regulation reference | Timeline | For the quarter ended June | For the quarter ended September | For the quarter ended December | For the quarter ended march |
| Regulation 14- Fees and other charges to be paid to the recognized Stock Exchange | Within one month of end of March 31 | By 30-April | – | – | – |
| Regulation 33 (3) (d)- Financial Results along with Auditors Report | Within 60 days from the end of the financial year | By 29- August | By 29- November | By 29- February | By 29- May |
| Regulation 34 (1)- Annual Report |
On the day of commencement of dispatch to its shareholders |
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| Event based Compliances | |
| Regulation 07 (5) – Intimation of appointment of Share Transfer Agent | Within 07 days of Agreement with RTA |
| Regulation 28 (1)- In- Principle approval of recognized Stock Exchange | Before issuing securities |
| Regulation 29 (2) (b) to (f)- Prior Intimation of Board meeting for Buyback, Dividend, Raising Funds, Voluntary De-listing | At least two working days in advance, excluding the date of the Intimation and date of the meeting |
| Regulation 29 (2) (a)- Prior Intimation of Board meeting for financial results | At least five days in advance excluding the date of the Intimation and date of the meeting |
| Regulation 29 (3)- Prior Intimation of Board meeting for alteration in nature of securities etc. | At least eleven working days in advance |
| Regulation 30 (6)- Disclosure of events or information | Disclose to stock exchange of all events, as specified in Part A of schedule III ,or Information as soon as reasonable possible and not later than twenty four hours from the occurrence of event or information |
| Regulation 30 (6)- Disclosure of events or information | Disclosure with respect to events specified in sub-para 4 of Para A of schedule III shall be made within thirty minutes of the conclusion of the board meeting |
| Regulation 31 (1) (a)- Shareholding pattern prior to listing of securities | One day prior to listing of securities |
| Regulation 31 (1) (c)- Shareholding pattern in case of capital restructuring | Within 10 days of any changes in capital+/- 2% |
| Regulation 37 (2)- Draft Scheme of arrangements | Obtain observation letter or No objection letter from the stock exchange before filing the scheme with any court or tribunal |
| Regulation 39 (3)- Loss of Share certificates and issue of the duplicate certificate | Within two days of getting information |
| Regulation 44 (3)- Voting Results | Within 48 hours of conclusion of general meeting |
| Regulation 45 (3)- Change in name | Prior approval from stock exchange before filing application with Registrar of Companies |
| Regulation 46- Website | The Listed entity shall maintain a functional website containing the basic information about the Listed entity |
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