The Listed entity shall comply with the following compliance under SEBI Listing Regulations 2015:-

  • Quarterly Compliances
  • Half Yearly Compliances
  • Yearly Compliances
  • Event Based Compliances
Quarterly Compliances When to comply
Regulation reference Timeline For the quarter ended June For the quarter ended September For the quarter ended December For the quarter ended march
Regulation 31 (1) (b)-Shareholding Pattern Within 21 days from the end of the quarter By 21-July By 21-October By 21-January By 21-April
27 (2) (a): Corporate Governance Report Within 15 days from the end of the quarter By 15-July By 15-October By 25-January By 15-April
Regulation 33 (3) (a)-Financial Results along with Limited Review Report Within 45 days from the end of the quarter By 14- August By 14- November By 14- February

Reconciliation of Share Capital Audit report Within 30 days from the end of the quarter By 30- July By 30- October By-30 January By 30- April
Regulation 13 (3) – Statement of Grievances Redressal Mechanism Within 21 days from the end of the quarter By 21- July By 21- October By 21- January By 21- April
Regulation 32 (1)- Statement of deviations or Variations

Half Yearly Compliances When to comply
Regulation reference Timeline
Regulation 7(3)- Share Transfer Agent Within 01 month of the end of each half of the financial year
Regulation 40 (10)- Transfer or Transmission of Security Within 01 month of end of each half of the financial year

Annual Compliances When to comply
Regulation reference Timeline For the quarter ended June For the quarter ended September For the quarter ended December For the quarter ended march
Regulation 14- Fees and other charges to be paid to the recognized Stock Exchange Within one month of end of March 31 By 30-April
Regulation 33 (3) (d)- Financial Results along with Auditors Report Within 60 days from the end of the financial year By 29- August By 29- November By 29- February By 29- May
Regulation 34 (1)- Annual Report

On the day of commencement of dispatch to its shareholders

Event based Compliances
Regulation 07 (5) – Intimation of appointment of Share Transfer Agent Within 07 days of Agreement with RTA
Regulation 28 (1)- In- Principle approval of recognized Stock Exchange Before issuing securities
Regulation 29 (2) (b) to (f)- Prior Intimation of Board meeting for Buyback, Dividend, Raising Funds, Voluntary De-listing At least two working days in advance, excluding the date of the Intimation and date of the meeting
Regulation 29 (2) (a)- Prior Intimation of Board meeting for financial results At least five days in advance excluding the date of the Intimation and date of the meeting
Regulation 29 (3)- Prior Intimation of Board meeting for alteration in nature of securities etc. At least eleven working days in advance
Regulation 30 (6)- Disclosure of events or information Disclose to stock exchange of all events, as specified in Part A of schedule III ,or Information as soon as reasonable possible and not later than twenty four hours from the occurrence of event or information
Regulation 30 (6)- Disclosure of events or information Disclosure with respect to events specified in sub-para 4 of Para A of schedule III shall be made within thirty minutes of the conclusion of the board meeting
Regulation 31 (1) (a)- Shareholding pattern prior to listing of securities One day prior to listing of securities
Regulation 31 (1) (c)- Shareholding pattern in case of capital restructuring Within 10 days of any changes in capital+/- 2%
Regulation 37 (2)- Draft Scheme of arrangements Obtain observation letter or No objection letter from the stock exchange before filing the scheme with any court or tribunal
Regulation 39 (3)- Loss of Share certificates and issue of the duplicate certificate Within two days of getting information
Regulation 44 (3)- Voting Results Within 48 hours of conclusion of general meeting
Regulation 45 (3)- Change in name Prior approval from stock exchange before filing application with Registrar of Companies
Regulation 46- Website The Listed entity shall maintain a functional website containing the basic information about the Listed entity
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