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SEBI : The SAT's ruling in Alpesh Vasanji Furiya v. SEBI is a significant clarification of the relationship between securities enforcem...
SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...
SEBI : SEBI is increasingly focusing on AI-powered investment advisory and research platforms in India. The article explains why fintech ...
SEBI : Negative net worth creates major interpretational challenges under Regulation 16 of SEBI LODR Regulations. This article explains t...
SEBI : This article explains mandatory website disclosure requirements under Regulations 46 and 62 of SEBI LODR Regulations, 2015. It hig...
SEBI : Following representations from the Bharat InvITs Association, SEBI has proposed amendments to NDCF computation rules. The draft in...
SEBI : SEBI has proposed a framework for managing strike prices of options contracts to address issues arising from sharp intraday market...
SEBI : SEBI has proposed major reforms to the Pre-open Call Auction mechanism after concerns over artificially suppressed prices in IPO a...
SEBI : SEBI revised the methodology for computing household savings through the securities market by incorporating actual granular data a...
SEBI : SEBI issued a draft consultation paper proposing limited relaxation of third-party payment restrictions in mutual funds for specif...
SEBI : The Supreme Court held that SEBI failed to establish fraud and market manipulation in RPL futures transactions. While disgorgement...
SEBI : SEBI overturned an earlier order that had exonerated the company, holding that key transactions allegedly created a misleading pic...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : The adjudication is conducted as per the mechanism outlined under SEBI Act and the rules framed thereunder. Notably, the provision...
SEBI : SEBIs investigation found that a substantial portion of reported consolidated revenues was unsupported by verifiable subsidiary re...
SEBI : SEBI has consolidated all AIF-related circulars issued up to May 31, 2026 into a single Master Circular. The key takeaway is a uni...
SEBI : NSE has clarified that regulatory exemptions available for Section 31 IBC resolution plans do not extend to plans approved under S...
SEBI : SEBI clarified that a cousin does not fall within the statutory definition of a relative under the Companies Act and LODR Regulati...
SEBI : SEBI modified nomination norms for demat accounts and mutual fund folios after receiving stakeholder feedback on implementation is...
The Securities and Exchange Board of India (SEBI) has introduced the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2023. These amendments bring changes to the existing regulations that govern the listing obligations and disclosure requirements for listed entities. The amendments include the introduction of regulation 30A, which focuses […]
Discover the pivotal roles and ethical responsibilities of Merchant Bankers in the securities market. Uncover the regulations governing their conduct, from managing public issues to advising on international offerings. Explore the stringent Code of Conduct they must adhere to, emphasizing integrity and due diligence. Learn about the post-issue involvements, emphasizing continuous monitoring and coordination. Understand the significance of Merchant Bankers in protecting investor interests, ensuring regulatory compliance, and upholding the integrity and stability of the securities market.
A new development from the National Stock Exchange of India is looking at implementing XBRL for listed entities, replacing PDF format. The shift is aimed to streamline corporate filings and ease the compliance burden.
Read about the settlement between SEBI and Mr. P R Sundar, Ms. Mangayarkarasi Sundar, and Mansun Consultancy Pvt. Ltd. for offering unregistered investment advisory services. Explore the alleged violations, penalties imposed, and the importance of obtaining SEBI registration for advisory firms.
SEBI has issued a circular introducing a regulatory framework for Execution Only Platforms (EOPs) facilitating transactions in direct plans of mutual fund schemes. This circular addresses the need for a specific framework for technology/digital platforms to provide execution-only services and obtain data feeds. Discover the guidelines for EOPs and the balance between investor convenience and […]
The Securities and Exchange Board of India (SEBI) has issued a corrigendum to its circular regarding mutual funds’ participation in repo transactions on corporate debt securities. This corrigendum replaces a Clause 1 in the previous circular, impacting the participation guidelines for mutual funds. The corrigendum issued by SEBI modifies Clause 1 of the circular, bringing […]
Securities and Exchange Board of India (SEBI) has issued a new amendment to their 2019 Circular regarding the issue of certified copies of orders and circulars, introducing changes to the payment method for fees.
Explore the comprehensive analysis of penalties under the Securities Contract (Regulation) Act, 1956, shedding light on various offenses, including contract violations, information disclosure, investor grievances, and more. Understand the repercussions, including imprisonment and fines extendable up to rupees 25 crores, imposed for non-compliance with the Act’s provisions. Stay informed to ensure transparency, investor protection, and the integrity of the securities market.
Explore the analysis of SEBI’s consultation paper on high-risk Foreign Portfolio Investors (FPIs), aimed at increasing transparency and addressing concerns of regulatory circumvention. Discover the proposed solutions, challenges in identifying beneficial ownership, and the potential impact on India’s securities market.
Holders of physical security certificates must submit various documents to RTAs for service requests/complaints, such as updating personal information, processing investor requests, and using depository participant services.
