SEBI articles

SEBI revisits and recasts guidelines on scheme of arrangement

SEBI has been constantly revisiting the requirements for compliance and submission of documents to stock exchanges in accordance with the requirement under Listing Agreement/ Listing Regulations. ...

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Checklist on Right Issue of Shares to existing shareholders

Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....

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Securities Appellate Tribunal (SAT) – An Overview

Securities Appellate Tribunal is a statutory body established under the provisions of Section 15K of the Securities and Exchange Board of India Act, 1992 to hear and to dispose appeals against orders passed by the Securities and Exchange board of India or by an adjudicating officer under the Act....

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Checklist of Quarterly Compliance for Listing Company

Sr.No Regulation No. Compliance Quarterly/Half Yearly/Annually Time Period Due Date Date on which to be filed 1 13(3) Statement of Investor complaints. Quarterly Within 21 days from the end of each quarter. 21st July 21st October 21st January 21st April 2 27(2) Corporate Governance. Quarterly Within 15 days from end of each quarter. 15th ...

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Compensation Agreements under SEBI Regulations

Compensation agreement is an agreement between the private equity (PE) and the promoters, directors and Key Managerial Person (KMP) of the listed entities whereby the PE agrees to share an agreed proportion of the profits above a certain threshold limit made by them at the time of selling the shares...

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OFF Market IPO Application Sale- A way to earn Good Return

One can earn 5-10% by selling of his filled IPO application forms in an off market transaction in a period of less than two weeks....

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Is that what you thought about INSIDER TRADING?

Chirag Singhal Many of us who have heard about insider trading, has a view that an insider trader is a handcuffed corporate person, who has been caught for doing illegal activities. But that is not the only fact. Insider trading has 2 parts, of which 1 is legal and another is prohibited i.e. is illegal. […]...

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How to register a mutual fund with SEBI -FAQs for Intermediaries

FAQs for Intermediaries What is the procedure for registering a mutual fund with SEBI? A. How to get registered as a Mutual Fund? An applicant proposing to sponsor a mutual fund (MF) in India must submit an application in Form A [first schedule of the SEBI (Mutual Funds) Regulations, 1996 (hereinafter, referred to as the […]...

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FAQ on Investment in Mutual Funds

Different investment avenues are available to investors. Mutual funds also offer good investment opportunities to the investors. Like all investments, they also carry certain risks. The investors should compare the risks and expected yields after adj...

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Nomination and Remuneration Committee Charter

The Nomination and Remuneration Committee have primary objective of: 1.Identify persons who are qualified to become directors of the Board and recommend the same to the Board. 2. Identify persons who may be appointed in senior management of the Company and recommend the same to the Board....

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